0001140361-16-066997.txt : 20160525 0001140361-16-066997.hdr.sgml : 20160525 20160525115017 ACCESSION NUMBER: 0001140361-16-066997 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160524 FILED AS OF DATE: 20160525 DATE AS OF CHANGE: 20160525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATEK RICHARD A CENTRAL INDEX KEY: 0001138525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 161673943 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2016-05-24 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001138525 PATEK RICHARD A 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 Group Pres Aggregate & Mining Common Stock 959.3574 I by 401(k) Plan Common Stock 1763 D Common Stock 2016-05-24 4 S 0 1900 53.06 D 5569 D Phantom Stock Common Stock 11788.802 11788.802 D Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date. Shares held in the reporting person's 401k account are based upon a Plan statement dated May 25, 2016. Robert Taylor, attorney in fact for Richard A. Patek 2016-05-25