0001140361-16-059277.txt : 20160329 0001140361-16-059277.hdr.sgml : 20160329 20160329142350 ACCESSION NUMBER: 0001140361-16-059277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160328 FILED AS OF DATE: 20160329 DATE AS OF CHANGE: 20160329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwarz Jeffrey M. CENTRAL INDEX KEY: 0001611588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 161535017 MAIL ADDRESS: STREET 1: 86470 FRANKLIN BLVD CITY: EUGENE STATE: OR ZIP: 97405 4 1 doc1.xml FORM 4 X0306 4 2016-03-28 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001611588 Schwarz Jeffrey M. 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 President-JCI Common Stock 2318 D Phantom Stock 2016-03-28 4 A 0 0.5621 44.49 A Common Stock 0.5621 250.664 D Transaction represents the automatic reinvestment of a cash dividend on phantom stock held in the reporting person's SERP account that was used to purchase Astec stock as approved by the Company's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date. Robert C Taylor, attorney in fact for Jeffrey M Schwarz 2016-03-29