0001140361-13-032899.txt : 20130814 0001140361-13-032899.hdr.sgml : 20130814 20130814174619 ACCESSION NUMBER: 0001140361-13-032899 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130813 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0723 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROCK J DON CENTRAL INDEX KEY: 0001103175 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 131038841 MAIL ADDRESS: STREET 1: 4101 JEROME AVE CITY: CHATTANOOGA STATE: TN ZIP: 37407 4 1 doc1.xml FORM 4 X0306 4 2013-08-13 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001103175 BROCK J DON 4101 JEROME AVE CHATTANOOGA TN 37407 1 1 0 0 CEO Common Stock 44475 I Residuary Trust Common Stock 36351 D Common Stock 2013-08-13 4 S 0 2315 35.36 D 2041617 D Common Stock 2013-08-14 4 S 0 2500 35.05 D 2039117 D Phantom Stock Common Stock 44512.7374 44512.7374 D Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert Taylor, attorney in fact for J. Don Brock 2013-08-14