0001140361-11-030578.txt : 20110531 0001140361-11-030578.hdr.sgml : 20110530 20110531163404 ACCESSION NUMBER: 0001140361-11-030578 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110531 FILED AS OF DATE: 20110531 DATE AS OF CHANGE: 20110531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0723 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIG JOSEPH P CENTRAL INDEX KEY: 0001184490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 11881756 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0303 4 2011-05-31 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001184490 VIG JOSEPH P 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 Pres-KPI, Group VP-ConAgg Common Stock 1016.5967 I by 401(k) Plan Common Stock 8150 D Common Stock 2011-05-31 4 M 0 2000 19.43 A 2000 D Common Stock 2011-05-31 4 S 0 2000 37.0109 D 0 D Phantom Stock Common Stock 2299.8945 2299.8945 D Stock Options 19.43 2011-05-31 4 M 0 2000 0 D 2006-03-07 2015-03-06 Common Stock 2000 1146 D Shares held in the reporting person's 401(k) account are based upon a plan statement dated May 31, 2011. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Reported holding is Restricted Stock Units that convert into common stock on a one-for-one basis at a later date. Robert Taylor, attorney in fact for Joseph Vig 2011-05-31