-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HidarM/wgReYXCOiKEZCfKC0AP0qMb4Kea3U0xQCmkmZtL+3+BfYngzLiIUi3pKA kewPBbMVeJpONrbzVI9PiA== 0001140361-08-009333.txt : 20080410 0001140361-08-009333.hdr.sgml : 20080410 20080410171426 ACCESSION NUMBER: 0001140361-08-009333 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080409 FILED AS OF DATE: 20080410 DATE AS OF CHANGE: 20080410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0726 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH W NORMAN CENTRAL INDEX KEY: 0001103157 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 08750648 BUSINESS ADDRESS: STREET 1: 4101 JEROME AVE CITY: CHATTANOOGA STATE: TN ZIP: 37407 BUSINESS PHONE: 4238674210 MAIL ADDRESS: STREET 1: 7013 SNOW HILL RD CITY: OOLTEWAH STATE: TN ZIP: 37363 4 1 doc1.xml FORM 4 X0202 4 2008-04-09 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001103157 SMITH W NORMAN 7013 SNOW HILL RD CHATTANOOGA TN 37363 1 1 0 0 Group VP-Asphalt Common Stock 136666 I W.N. Smith Living Trust Common Stock 6200 D Phantom Stock 2008-04-09 4 A 0 472.1374 38.654 A Common Stock 472.1374 15041.4436 D Stock Options Common Stock 164541 164541 D Holding is restricted stock units that convert on a one-for-one basis into common stock at a later date. Reported transaction represents the Company contribution to the reporting person?s SERP account that was used to acquire Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person?s termination of employment from Astec. Option dates and prices have been previously reported for stock options currently outstanding. Robert Taylor, attorney in fact for W. Norman Smith 2008-04-10 -----END PRIVACY-ENHANCED MESSAGE-----