0000891839-14-000017.txt : 20140103 0000891839-14-000017.hdr.sgml : 20140103 20140103164953 ACCESSION NUMBER: 0000891839-14-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140101 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTH MANAGEMENT ASSOCIATES, INC CENTRAL INDEX KEY: 0000792985 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062] IRS NUMBER: 610963645 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5811 PELICAN BAY BLVD STREET 2: SUITE 500 CITY: NAPLES STATE: FL ZIP: 34108-2710 BUSINESS PHONE: 239-598-3131 MAIL ADDRESS: STREET 1: 5811 PELICAN BAY BLVD STREET 2: SUITE 500 CITY: NAPLES STATE: FL ZIP: 34108-2710 FORMER COMPANY: FORMER CONFORMED NAME: HEALTH MANAGEMENT ASSOCIATES INC DATE OF NAME CHANGE: 19940121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHULMAN STEVEN J CENTRAL INDEX KEY: 0001245353 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11141 FILM NUMBER: 14506521 MAIL ADDRESS: STREET 1: 1564 NE EXPRESSWAY STREET 2: ATTN: BJ PURCELL CITY: ATLANTA STATE: GA ZIP: 30329 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-01-01 0000792985 HEALTH MANAGEMENT ASSOCIATES, INC HMA 0001245353 SHULMAN STEVEN J C/O HEALTH MANAGEMENT ASSOCIATES, INC. 5811 PELICAN BAY BOULEVARD, SUITE 500 NAPLES FL 34108 1 0 0 0 Deferred Stock Award 0 Class A Common Stock, $01 par value 4233 4233 D Deferred Stock Award 0 2014-01-01 4 A 0 11068 0 A Class A Common Stock, $01 par value 11068 11068 D This deferred stock award granted under the Issuer's Amended and Restated 1996 Executive Incentive Compensation Plan was previously reported by Mr. Shulman and, except as otherwise provided in the award notice, vests 25% on each of the first four anniversaries of the date Mr. Shulman commenced service on the board of directors (8/16/13), subject to continuous service as a member of the board of directors. Pursuant to the terms of the merger agreement between the Issuer and Community Health Systems, Inc., this deferred stock award will vest immediately prior to the effective time of the merger. This deferred stock award was granted under the Issuer's Amended and Restated 1996 Executive Incentive Compensation Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests 25% on each of the first four anniversaries of the grant date, subject to continuous service as a member of the board of directors. Pursuant to the terms of the merger agreement between the Issuer and Community Health Systems, Inc., this deferred stock award will vest immediately prior to the effective time of the merger. /s/ Gary S. Bryant, Attorney-in-fact for Steven J. Shulman 2014-01-03