0001534424-13-000328.txt : 20130801 0001534424-13-000328.hdr.sgml : 20130801 20130801165022 ACCESSION NUMBER: 0001534424-13-000328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130731 FILED AS OF DATE: 20130801 DATE AS OF CHANGE: 20130801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morrison Michael Anthony CENTRAL INDEX KEY: 0001296592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 131003268 MAIL ADDRESS: STREET 1: 7 OVERLOOK DRIVE CITY: GROTON STATE: MA ZIP: 01450 4 1 f13-0682.xml FORM 4 X0306 4 2013-07-31 0 0000792130 DATAWATCH CORP DWCH 0001296592 Morrison Michael Anthony C/O DATAWATCH CORPORATION 271 MILL ROAD, QUORUM OFFICE PARK CHELMSFORD MA 01824 1 1 0 0 President and CEO Common Stock 2013-07-31 4 A 0 808 20.6818 A 352687 D Common Stock 2013-07-31 4 A 0 88 20.69 A 88 I By Daughter Common Stock 2013-07-31 4 A 0 60 20.6617 A 60 I By Daughter Common Stock 2013-07-31 4 A 0 44 20.67 A 44 I By Son Common Stock 119463 I Trustee Common Stock 17858 I Spouse The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.658 to $20.688. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. These shares are owned by Merrill Lynch, Trustee f/b/o Michael Morrison Roth IRA. 13,500 shares are owned by Mr. Morrison's wife as custodian for five UTMA accounts and 4,358 shares are owned by Mr. Morrison's wife outright. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. /s/ William B. Asher, Jr. (as attorney-in-fact for Reporting Person) 2013-07-31