0001144204-16-135927.txt : 20161122 0001144204-16-135927.hdr.sgml : 20161122 20161122161531 ACCESSION NUMBER: 0001144204-16-135927 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161121 FILED AS OF DATE: 20161122 DATE AS OF CHANGE: 20161122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mistry Sanjay K CENTRAL INDEX KEY: 0001590079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 162013366 MAIL ADDRESS: STREET 1: C/O DATAWATCH CORPORATION STREET 2: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 v453666_4.xml OWNERSHIP DOCUMENT X0306 4 2016-11-21 0 0000792130 DATAWATCH CORP DWCH 0001590079 Mistry Sanjay K C/O DATAWATCH CORPORATION 4 CROSBY DRIVE BEDFORD MA 01730 0 1 0 0 Vice President, Controller Common Stock 2016-11-21 4 F 0 1333 6.90 D 134365 D Common Stock 2016-11-21 4 S 0 2000 6.75 D 132365 D Common Stock 60 I By Daughter Common Stock 45 I By Son Common Stock 33 I By Son This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in order to cover taxes due in connection with the vesting of restricted stock units. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. /s/ Robert V. Jahrling, as attorney-in-fact 2016-11-22