0001144204-16-135183.txt : 20161117
0001144204-16-135183.hdr.sgml : 20161117
20161117162119
ACCESSION NUMBER: 0001144204-16-135183
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161115
FILED AS OF DATE: 20161117
DATE AS OF CHANGE: 20161117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DATAWATCH CORP
CENTRAL INDEX KEY: 0000792130
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 020405716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 978-441-2200
MAIL ADDRESS:
STREET 1: 4 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eliason James
CENTRAL INDEX KEY: 0001575128
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19960
FILM NUMBER: 162005164
MAIL ADDRESS:
STREET 1: C/O DATAWATCH CORPORATION
STREET 2: 4 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
v453376_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-11-15
0
0000792130
DATAWATCH CORP
DWCH
0001575128
Eliason James
C/O DATAWATCH CORPORATION
4 CROSBY DRIVE
BEDFORD
MA
01730
0
1
0
0
Chief Financial Officer
Common Stock
2016-11-15
4
S
0
48734
6.99
D
85761
D
Common Stock
2016-11-16
4
F
0
8787
6.90
D
76974
D
Common Stock
2016-11-16
4
S
0
11213
6.90
D
65761
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.98 to $7.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in order to cover taxes due in connection with the vesting of restricted stock units.
/s/ Robert V. Jahrling, as attorney-in-fact
2016-11-17