0001144204-16-135183.txt : 20161117 0001144204-16-135183.hdr.sgml : 20161117 20161117162119 ACCESSION NUMBER: 0001144204-16-135183 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161115 FILED AS OF DATE: 20161117 DATE AS OF CHANGE: 20161117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eliason James CENTRAL INDEX KEY: 0001575128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 162005164 MAIL ADDRESS: STREET 1: C/O DATAWATCH CORPORATION STREET 2: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 v453376_4.xml OWNERSHIP DOCUMENT X0306 4 2016-11-15 0 0000792130 DATAWATCH CORP DWCH 0001575128 Eliason James C/O DATAWATCH CORPORATION 4 CROSBY DRIVE BEDFORD MA 01730 0 1 0 0 Chief Financial Officer Common Stock 2016-11-15 4 S 0 48734 6.99 D 85761 D Common Stock 2016-11-16 4 F 0 8787 6.90 D 76974 D Common Stock 2016-11-16 4 S 0 11213 6.90 D 65761 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.98 to $7.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in order to cover taxes due in connection with the vesting of restricted stock units. /s/ Robert V. Jahrling, as attorney-in-fact 2016-11-17