0001072613-12-000613.txt : 20121003 0001072613-12-000613.hdr.sgml : 20121003 20121003131735 ACCESSION NUMBER: 0001072613-12-000613 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121001 FILED AS OF DATE: 20121003 DATE AS OF CHANGE: 20121003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plummer Ben CENTRAL INDEX KEY: 0001559493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 121125991 MAIL ADDRESS: STREET 1: C/O DATAWATCH CORPORATION STREET 2: QUORUM OFFICE PARK, 271 MILL ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 4 1 plummer4-100112_17393.xml BENJAMIN PLUMMER - FORM 4 X0306 4 2012-10-01 0 0000792130 DATAWATCH CORP DWCH 0001559493 Plummer Ben C/O DATAWATCH CORPORATION 271 MILL ROAD, QUORUM OFFICE PARK CHELMSFORD MA 01824 0 1 0 0 Chief Marketing Officer Common Stock 2012-10-01 4 A 0 100000 0 A 101250 D The securities issued on 10/1/2012 are in the form of restricted stock units (RSUs) awarded pursuant to the Datawatch 2011 Equity Compensation and Incentive Plan. 33,333 RSUs will vest on 10/1/2013 and an additional 33,333 RSUs will vest at 10/1/2014, with the final 33,334 RSUs vesting on 10/1/2015. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event. /s/ Benjamin Plummer 2012-10-02