-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JkjAmnyXeme0MOp+r7ygac9+/zRMl6qE3KMjKEBhP2vNLCcSy4ARK81Rj3THyzKj W6t1/RA7RaCV1ggFUrisKg== 0001072613-10-001025.txt : 20101122 0001072613-10-001025.hdr.sgml : 20101122 20101122173418 ACCESSION NUMBER: 0001072613-10-001025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101116 FILED AS OF DATE: 20101122 DATE AS OF CHANGE: 20101122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fish Murray Payson CENTRAL INDEX KEY: 0001394406 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 101209709 MAIL ADDRESS: STREET 1: 3 WABANAKI WAY CITY: ANDOVER STATE: MA ZIP: 01810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 4 1 fish4-111610_16953ex.xml FORM 4 - MURRAY P. FISH X0303 4 2010-11-16 0 0000792130 DATAWATCH CORP DWCH 0001394406 Fish Murray Payson C/O DATAWATCH CORPORATION 271 MILL ROAD, QUORUM OFFICE PARK CHELMSFORD MA 01824 0 1 0 0 Chief Financial Officer Common Stock 2010-11-16 4 A 0 2000 0 A 39000 D Stock Option (Right to Buy) 2.79 2010-11-16 4 A 0 4500 0 A 2017-11-16 Common Stock 4500 43500 D The securities awarded on November 16, 2010 are in the form of restricted stock units (RSUs) issued pursuant to the Datawatch Corporation 2006 Equity Compensation and Incentive Plan. 666 RSUs will vest on 11/16/2011 and an additional 666 RSUs will vest on 11/16/2012, with the final 668 RSUs vesting on 11/16/2013. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event. Stock options issued pursuant to the Datawatch Corporation 2006 Equity Compensation and Incentive Plan. 375 shares will vest quarterly from the date of grant (November 16, 2010) for 12 quarters. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event. By: /s/ Murray P. Fish 2010-11-22 -----END PRIVACY-ENHANCED MESSAGE-----