0000919574-16-017020.txt : 20161205 0000919574-16-017020.hdr.sgml : 20161205 20161205175810 ACCESSION NUMBER: 0000919574-16-017020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161110 FILED AS OF DATE: 20161205 DATE AS OF CHANGE: 20161205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: G2 INVESTMENT PARTNERS QP LP CENTRAL INDEX KEY: 0001566827 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 162034767 BUSINESS ADDRESS: STREET 1: G2 INVESTMENT PARTNERS MANAGEMENT LLC STREET 2: 14 WEST 49TH STREET, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-235-0281 MAIL ADDRESS: STREET 1: G2 INVESTMENT PARTNERS MANAGEMENT LLC STREET 2: 14 WEST 49TH STREET, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 4 1 p7353473.xml OWNERSHIP DOCUMENT X0306 4 2016-11-10 0 0000792130 DATAWATCH CORP DWCH 0001566827 G2 INVESTMENT PARTNERS QP LP ONE ROCKEFELLER PLAZA, 23RD FLOOR NEW YORK NY 10020 0 0 1 0 Common Stock 2016-11-10 2016-11-10 4 P 0 37262 6.96 A 1235814 D Common Stock 2016-11-10 2016-11-10 4 S 0 40698 6.86 D 1195117 D Common Stock 2016-11-10 2016-11-10 4 P 0 41549 6.75 A 1236666 D Common Stock 2016-11-10 2016-11-10 4 S 0 5049 6.70 D 1231616 D Common Stock 2016-11-10 2016-11-10 4 P 0 9927 6.78 A 1241544 D Common Stock 2016-11-10 2016-11-10 4 S 0 1027 6.75 D 1240517 D Common Stock 2016-11-10 2016-11-10 4 P 0 11299 6.89 A 1251816 D Common Stock 2016-11-11 2016-11-11 4 P 0 9831 7.10 A 1261647 D Common Stock 2016-11-11 2016-11-11 4 S 0 19428 7.01 D 1242219 D Common Stock 2016-11-11 2016-11-11 4 P 0 87322 7.17 A 1329541 D Common Stock 2016-11-11 2016-11-11 4 S 0 72914 7.13 D 1256627 D Common Stock 2016-11-11 2016-11-11 4 P 0 10863 7.07 A 1267490 D Common Stock 2016-11-11 2016-11-11 4 S 0 7788 7.00 D 1259702 D Common Stock 2016-11-11 2016-11-11 4 P 0 17707 7.09 A 1277409 D Common Stock 2016-11-11 2016-11-11 4 S 0 18742 7.00 D 1258667 D Common Stock 2016-11-11 2016-11-11 4 P 0 35944 7.07 A 1294610 D Common Stock 2016-11-11 2016-11-11 4 S 0 31237 7.00 D 1263374 D Common Stock 2016-11-11 2016-11-11 4 P 0 33719 7.07 A 1297092 D Common Stock 2016-11-11 2016-11-11 4 S 0 36184 7.01 D 1260908 D Common Stock 2016-11-11 2016-11-11 4 P 0 87369 7.04 A 1348277 D Common Stock 2016-11-11 2016-11-11 4 S 0 56331 7.02 D 1291945 D Common Stock 2016-11-11 2016-11-11 4 P 0 74455 7.07 A 1366400 D Common Stock 2016-11-11 2016-11-11 4 S 0 48096 7.00 D 1318304 D Common Stock 2016-11-11 2016-11-11 4 P 0 31921 7.05 A 1350225 D Common Stock 2016-11-11 2016-11-11 4 S 0 27043 7.00 D 1323182 D Common Stock 2016-11-11 2016-11-11 4 P 0 72743 7.05 A 1395925 D Common Stock 2016-11-11 2016-11-11 4 S 0 72500 7.01 D 1323425 D Common Stock 2016-11-11 2016-11-11 4 P 0 21395 7.03 A 1344820 D Common Stock 2016-11-11 2016-11-11 4 S 0 12580 7.00 D 1332240 D Common Stock 2016-11-11 2016-11-11 4 P 0 171 7.00 A 1332411 D These securities are directly owned by G2 Investment Partners QP LP (the "Reporting Person"). These transactions were previously reported on the Form 4 filed by G2 Investment Partners Management LLC, G2 Investment Partners GP LLC and Josh Goldberg on November 14, 2016 and November 15, 2016. The reported price is the weighted average purchase price for purchases on November 10, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.90 to $7.00 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average sale price for sales on November 10, 2016 by the Reporting Person. The actual prices of such sales ranged from $6.85 to $6.90. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average purchase price for purchases on November 10, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.55 to $6.80 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average sale price for sales on November 10, 2016 by the Reporting Person. The actual prices of such sales ranged from $6.70 to $6.73. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average purchase price for purchases on November 10, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.65 to $6.80 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average purchase price for purchases on November 10, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.75 to $7.00 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.95 to $7.25 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.03. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.90 to $7.40 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.28. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.95 to $7.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.05. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.00 to $7.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.95 to $7.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.05. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.00 to $7.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.05. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.95 to $7.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.05. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.00 to $7.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.05. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.00 to $7.05 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.03. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.00 to $7.05 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.03. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. G2 Investment Partners QP LP By: G2 Investment Partners GP LLC By: Josh Goldberg, Managing Member /s/ Josh Goldberg 2016-12-05