0001520798-20-000004.txt : 20200227
0001520798-20-000004.hdr.sgml : 20200227
20200227093009
ACCESSION NUMBER: 0001520798-20-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200225
FILED AS OF DATE: 20200227
DATE AS OF CHANGE: 20200227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALFANO JEFFREY J
CENTRAL INDEX KEY: 0001520798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12043
FILM NUMBER: 20658745
MAIL ADDRESS:
STREET 1: C/O OPPENHEIMER & CO. INC.
STREET 2: 85 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC
CENTRAL INDEX KEY: 0000791963
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 980080034
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: (212) 825-4331
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC
DATE OF NAME CHANGE: 19950725
FORMER COMPANY:
FORMER CONFORMED NAME: VINER E A HOLDINGS LTD
DATE OF NAME CHANGE: 19880622
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD
DATE OF NAME CHANGE: 19861030
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-02-25
0
0000791963
OPPENHEIMER HOLDINGS INC
OPY
0001520798
ALFANO JEFFREY J
C/O OPPENHEIMER & CO. INC.
85 BROAD STREET
NEW YORK
NY
10004
0
1
0
0
CFO
Class A non-voting common stock
2020-02-25
4
J
0
2339
A
71156
D
Class B voting common stock
60
D
Restricted Class A non-voting common stock
2020-02-25
4
J
0
5000
D
Class A non-voting common stock
2339
27000
D
The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited.
/s/ Jenny Chan, as Attorney-in-fact for Jeffrey J. Alfano
2020-02-27