0001481324-23-000002.txt : 20230905 0001481324-23-000002.hdr.sgml : 20230905 20230905160857 ACCESSION NUMBER: 0001481324-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230831 FILED AS OF DATE: 20230905 DATE AS OF CHANGE: 20230905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEHRENS EVAN CENTRAL INDEX KEY: 0001481324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 231235810 MAIL ADDRESS: STREET 1: C/O SEACOR HOLDINGS INC. STREET 2: 2200 ELLER DRIVE, P.O. BOX 13038 CITY: FORT LAUDERDALE STATE: FL ZIP: 33316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 4 1 wf-form4_169394452209654.xml FORM 4 X0508 4 2023-08-31 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001481324 BEHRENS EVAN C/O OPPENHEIMER HOLDINGS INC. 85 BROAD STREET NEW YORK NY 10004 1 0 0 0 0 Class A non-voting common stock 2023-08-31 4 S 0 2500 38.49 D 16000 D Class A non-voting common stock 2023-08-31 4 S 0 5000 38.28 D 11000 D Class A non-voting common stock 2023-09-01 4 S 0 5000 38.43 D 6000 D /s/ Jenny Chan, as Attorney-in-fact for Evan Behrens 2023-09-05