0001249033-24-000004.txt : 20240201 0001249033-24-000004.hdr.sgml : 20240201 20240201092020 ACCESSION NUMBER: 0001249033-24-000004 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240125 FILED AS OF DATE: 20240201 DATE AS OF CHANGE: 20240201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OUGHTRED A WINN CENTRAL INDEX KEY: 0001249033 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 24585226 MAIL ADDRESS: STREET 1: 52 MAPLE AVE CITY: TORONTO ONTARIO STATE: A6 ZIP: M4W 2T7 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 4/A 1 wk-form4a_1706797212.xml FORM 4/A X0508 4/A 2024-01-25 2024-01-29 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001249033 OUGHTRED A WINN C/O OPPENHEIMER HOLDINGS INC. 85 BROAD STREET NEW YORK NY 10004 1 0 0 0 0 Class A non-voting common stock 2024-01-25 4 J 0 3000 D 23150 D Previously reported an incorrect stock award grant. /s/ Jenny Chan, as Attorney-in-fact for Winn Oughtred 2024-02-01