-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QKJQfmm3pNObrqNHeuzAw/u5ChlbGSOGEqJ1w6jVcwUO9mhKleghHYJNnbeyMdl4 K68ePX/Zy7fAKHt9ehNyHg== 0001249028-10-000003.txt : 20101222 0001249028-10-000003.hdr.sgml : 20101222 20101222153401 ACCESSION NUMBER: 0001249028-10-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101221 FILED AS OF DATE: 20101222 DATE AS OF CHANGE: 20101222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 1110, P.O. BOX 2015 STREET 2: 20 EGLINTON AVE. WEST CITY: TORONTO STATE: A6 ZIP: M4R 1K8 BUSINESS PHONE: (416)322-1515 MAIL ADDRESS: STREET 1: PO BOX 2015 SUITE 1110 STREET 2: 20 EGLINTON AVENUE WEST CITY: TORONTO STATE: A6 ZIP: M4R 1K8 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRYSTAL RICHARD CENTRAL INDEX KEY: 0001249028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 101268578 MAIL ADDRESS: STREET 1: 41 BLACK BIRCH LN CITY: SCARSDALE STATE: NY ZIP: 10583 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-12-21 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001249028 CRYSTAL RICHARD 41 BLACK BIRCH LN SCARSDALE NY 10583 1 0 0 0 Class A non voting common stock 2010-12-21 4 M 0 2000 19.99 A 7800 D Class A non voting common stock 2010-12-21 4 S 0 1000 26.85 D 6800 D Class A non voting common stock 2010-12-22 4 S 0 1000 26.85 D 5800 D Options on Class A non-voting common stock 19.99 2010-12-21 4 M 0 2000 19.99 D 2008-01-02 2011-01-02 Class A non-voting common stock 2000 2000 D Options on Class A non-voting common stock 33.4 2008-12-31 2011-12-31 Class A non voting common stock 5000 5000 D Richard Crystal 2010-12-22 -----END PRIVACY-ENHANCED MESSAGE-----