0001218024-14-000001.txt : 20140103 0001218024-14-000001.hdr.sgml : 20140103 20140103071032 ACCESSION NUMBER: 0001218024-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS ELAINE K CENTRAL INDEX KEY: 0001218024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 14503332 MAIL ADDRESS: STREET 1: 186 FOREST HILL RD CITY: TORONTO ONTARIO STATE: A6 ZIP: M5P 2N4 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-01-02 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001218024 ROBERTS ELAINE K 186 FOREST HILL RD TORONTO ONTARIO A6 M5P 2N4 ONTARIO, CANADA 1 0 0 0 Restricted Class A non voting common stock 2014-01-02 4 J 0 2000 A Class A non voting common stock 2000 27000 D The transaction is a stock award under the Oppenheimer Holdings Inc. 2006 Equity Incentive Plan granted on 1/2/2014 for 2,000 shares of Class A non voting common stock vesting 25% on each of 7/1/14; 7/1/15; 7/1/16 and 7/1/17. E.K. Roberts 2014-01-03