-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ly9QEcSXPtTIznyZj9Oh8HdeRFtaihMiXOFyeMqZE4LnBk0pIEFTiQvOuND+VQX9 AC2fwVKxYk13dYd0TqcZ9Q== 0001218024-04-000006.txt : 20040302 0001218024-04-000006.hdr.sgml : 20040302 20040302172943 ACCESSION NUMBER: 0001218024-04-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040227 FILED AS OF DATE: 20040302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 1110, P.O. BOX 2015 STREET 2: 20 EGLINTON AVE. WEST CITY: TORONTO STATE: A6 ZIP: M4R 1K8 BUSINESS PHONE: (416)322-1515 MAIL ADDRESS: STREET 1: PO BOX 2015 SUITE 1110 STREET 2: 20 EGLINTON AVENUE WEST CITY: TORONTO STATE: A6 ZIP: M4R 1K8 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS ELAINE K CENTRAL INDEX KEY: 0001218024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 04643727 BUSINESS ADDRESS: STREET 1: C/O OPPENHEIMER HOLDINGS INC STREET 2: BOX 2015, 20 EGLINTON AVE. W. CITY: TORONTO ONTARIO STATE: A6 ZIP: M4R 1K8 BUSINESS PHONE: 4163221515 MAIL ADDRESS: STREET 1: 186 FOREST HILL RD CITY: TORONTO ONTARIO STATE: A6 ZIP: M5P 2N4 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-02-27 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001218024 ROBERTS ELAINE K 186 FOREST HILL RD TORONTO ONTARIO A6 M5P 2N4 ONTARIO, CANADA 1 1 0 0 PRESIDENT & TREASURER CLASS A NON-VOTING 2004-02-27 4 S 0 1000 33.02 D 181294 D CLASS A NON-VOTING 2004-03-01 4 S 0 400 33.1 D 180894 D CLASS A NON-VOTING 2004-03-01 4 S 0 2100 33 D 178794 D CLASS A NON-VOTING 2004-03-02 4 S 0 200 33 D 178594 D E.K. Roberts 2004-03-02 -----END PRIVACY-ENHANCED MESSAGE-----