-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rr0Cz5+ILR7HdR5030mGiz4Js3g5vJSAFgS/lOr8G7et/qCvhW5D9cG/YyfeBpk4 xDJ/ug/UmnAxCzaGNJ951w== 0001218024-04-000002.txt : 20040203 0001218024-04-000002.hdr.sgml : 20040203 20040203114819 ACCESSION NUMBER: 0001218024-04-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040202 FILED AS OF DATE: 20040203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 1110, P.O. BOX 2015 STREET 2: 20 EGLINTON AVE. WEST CITY: TORONTO STATE: A6 ZIP: M4R 1K8 BUSINESS PHONE: (416)322-1515 MAIL ADDRESS: STREET 1: PO BOX 2015 SUITE 1110 STREET 2: 20 EGLINTON AVENUE WEST CITY: TORONTO STATE: A6 ZIP: M4R 1K8 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCARTHUR KENNETH W CENTRAL INDEX KEY: 0001249030 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 04561556 BUSINESS ADDRESS: STREET 1: C/O OPPENHEIMER HOLDINGS INC STREET 2: BOX 2015, 20 EGLINTON AVE. W. CITY: TORONTO ONTARIO STATE: A6 ZIP: M4R 1K8 BUSINESS PHONE: 4163221515 MAIL ADDRESS: STREET 1: 93 RIVERWOOD PARKWAY CITY: TORONTO ONTARIO STATE: A6 ZIP: M8Y 4E4 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-02-02 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001249030 MCARTHUR KENNETH W 93 RIVERWOOD PARKWAY TORONTO ONTARIO A6 M8Y 4E4 ONTARIO, CANADA 1 0 0 0 CLASS A NON-VOTING SHARES 2004-02-02 2004-02-02 4 M 0 15000 16.875 A 50000 D OPTIONS ON CLASS A NON-VOTING SHARES 16.875 2004-02-02 2004-02-02 4 M 0 15000 16.875 D 2003-11-17 2004-05-16 CLASS A NON-VOTING SHARES 15000 10000 D K.W. McArthur 2004-02-03 -----END PRIVACY-ENHANCED MESSAGE-----