XML 72 R57.htm IDEA: XBRL DOCUMENT v3.8.0.1
Fair Value Measurements - Assets and Liabilities Not Measured at Fair Value on Recurring Basis (Details) - USD ($)
$ in Thousands
Dec. 31, 2017
Dec. 31, 2016
Financial Instruments Not Measured at Fair Value on Recurring Basis [Line items]    
Securities Owned and Sold, Not yet Purchased, at Fair Value, Security Owned, Including Disposal Group Securities Owned   $ 710,668
Fair value of the reverse repurchase agreements   24,006
Securities purchased under agreements to resell $ 658 24,006
Fair Value, Measurements, Nonrecurring [Member]    
Financial Instruments Not Measured at Fair Value on Recurring Basis [Line items]    
Cash 37,664 48,671
Fair Value Estimate Not Practicable Cash And Securities Segregated Under Federal And Other Regulations 0  
Deposits with clearing organization 7,929 11,748
Securities borrowed 132,368 154,090
Receivables from brokers 19,298 25,768
Securities failed to deliver 9,442 6,172
Clearing organizations 24,361 26,081
Other 930 2,823
Total Receivable from brokers, dealers and clearing organizations 186,399 214,934
Receivable from customers 848,226 847,386
Securities purchased under agreements to resell 658  
Fair Value, Estimate Not Practicable, Notes Receivable 40,520 30,099
Drafts payable 42,412 39,228
Bank call loans 118,300 145,800
Securities loaned 180,270 179,875
Fair Value Estimate Not Practicable Payable to Correspondent Brokers 1,567 610
Securities failed to receive 17,559 11,523
Other 10,707 29,381
Total payables to brokers, dealers and clearing organizations 210,103 221,389
Payables to customers 385,907 449,946
Securities sold under agreements to repurchase 586,478 378,084
Senior secured notes 206,380 151,782
Fair Value, Estimate Not Practicable, Investments 65,404 56,300
Level 1    
Financial Instruments Not Measured at Fair Value on Recurring Basis [Line items]    
Securities Owned and Sold, Not yet Purchased, at Fair Value, Security Owned, Including Disposal Group Securities Owned   456,129
Level 1 | Fair Value, Measurements, Nonrecurring [Member]    
Financial Instruments Not Measured at Fair Value on Recurring Basis [Line items]    
Cash 37,664 48,671
Fair Value Estimate Not Practicable Cash And Securities Segregated Under Federal And Other Regulations 0  
Deposits with clearing organization 7,929 11,748
Drafts payable 42,412 39,228
Level 2    
Financial Instruments Not Measured at Fair Value on Recurring Basis [Line items]    
Securities Owned and Sold, Not yet Purchased, at Fair Value, Security Owned, Including Disposal Group Securities Owned   169,569
Fair value of the reverse repurchase agreements   24,006
Level 2 | Fair Value, Measurements, Nonrecurring [Member]    
Financial Instruments Not Measured at Fair Value on Recurring Basis [Line items]    
Securities borrowed 132,368 154,090
Receivables from brokers 19,298 25,768
Securities failed to deliver 9,442 6,172
Clearing organizations 24,361 26,081
Other 930 2,823
Total Receivable from brokers, dealers and clearing organizations 186,399 214,934
Receivable from customers 848,226 847,386
Securities purchased under agreements to resell 658  
Fair Value, Estimate Not Practicable, Notes Receivable 40,520 30,099
Bank call loans 118,300 145,800
Securities loaned 180,270 179,875
Fair Value Estimate Not Practicable Payable to Correspondent Brokers 1,567 610
Securities failed to receive 17,559 11,523
Other 10,707 29,381
Total payables to brokers, dealers and clearing organizations 210,103 221,389
Payables to customers 385,907 449,946
Securities sold under agreements to repurchase 586,478 378,084
Senior secured notes 206,380 151,782
Fair Value, Estimate Not Practicable, Investments 65,404 56,300
Level 3    
Financial Instruments Not Measured at Fair Value on Recurring Basis [Line items]    
Securities Owned and Sold, Not yet Purchased, at Fair Value, Security Owned, Including Disposal Group Securities Owned   84,970
Carrying Value | Fair Value, Measurements, Nonrecurring [Member]    
Financial Instruments Not Measured at Fair Value on Recurring Basis [Line items]    
Cash 37,664 48,671
Fair Value Estimate Not Practicable Cash And Securities Segregated Under Federal And Other Regulations 0  
Deposits with clearing organization 7,929 11,748
Securities borrowed 132,368 154,090
Receivables from brokers 19,298 25,768
Securities failed to deliver 9,442 6,172
Clearing organizations 24,361 26,081
Other 930 2,823
Total Receivable from brokers, dealers and clearing organizations 186,399 214,934
Receivable from customers 848,226 847,386
Securities purchased under agreements to resell 658  
Fair Value, Estimate Not Practicable, Notes Receivable 40,520 30,099
Drafts payable 42,412 39,228
Bank call loans 118,300 145,800
Securities loaned 180,270 179,875
Fair Value Estimate Not Practicable Payable to Correspondent Brokers 1,567 610
Securities failed to receive 17,559 11,523
Other 10,707 29,381
Total payables to brokers, dealers and clearing organizations 210,103 221,389
Payables to customers 385,907 449,946
Securities sold under agreements to repurchase 586,478 378,084
Senior secured notes 200,000 150,000
Fair Value, Estimate Not Practicable, Investments $ 65,404 $ 56,300