XML 73 R63.htm IDEA: XBRL DOCUMENT v3.8.0.1
Condensed Consolidating Financial Information - Condensed Consolidating Balance Sheet (Details) - USD ($)
Sep. 30, 2017
Dec. 31, 2016
Sep. 30, 2016
Dec. 31, 2015
ASSETS        
Cash and cash equivalents $ 44,794,000 $ 64,913,000 $ 99,044,000 $ 63,364,000
Deposits with clearing organizations 44,201,000 38,185,000    
Receivable from brokers, dealers and clearing organizations 248,891,000 214,934,000    
Receivable from customers, net of allowance 775,602,000 847,386,000    
Income tax receivable 5,061,000 5,816,000    
Securities purchased under agreements to resell 0 24,006,000    
Securities owned 1,037,463,000 707,108,000    
Notes receivable, net of accumulated amortization and allowance for uncollectibles 38,241,000 30,099,000    
Office facilities, net of accumulated depreciation 26,554,000 27,233,000    
Subordinated loan receivable 0 0    
Intangible assets 31,700,000 31,700,000    
Goodwill 137,889,000 137,889,000    
Other assets 118,005,000 107,661,000    
Deferred tax assets 0 0    
Investment in subsidiaries 0 0    
Intercompany receivables 0 0    
Total assets 2,508,401,000 2,236,930,000    
Liabilities        
Drafts payable 26,480,000 39,228,000    
Bank call loans 130,100,000 145,800,000    
Payable to brokers, dealers and clearing organizations 247,479,000 221,389,000    
Payable to customers 396,515,000 449,946,000    
Securities sold under agreements to repurchase 398,650,000 378,084,000    
Securities sold but not yet purchased, at fair value 366,581,000 85,050,000    
Accrued compensation 130,109,000 145,053,000    
Accounts payable and other liabilities 91,534,000 96,557,000    
Income tax payable 0 0    
Senior secured notes, net of debt issuance costs of $1,199 ($648 in 2016) 198,801,000 149,352,000    
Subordinated indebtedness 0 0    
Deferred tax liabilities, net of deferred tax assets of $60,919 ($59,062 in 2016) 17,377,000 13,137,000    
Intercompany payables 0 0    
Total liabilities 2,003,626,000 1,723,596,000    
Stockholders' equity        
Stockholders' equity attributable to Oppenheimer Holdings Inc. 504,418,000 510,703,000    
Noncontrolling interest 357,000 2,631,000    
Total stockholders' equity 504,775,000 513,334,000 516,012,000  
Total liabilities and stockholders' equity 2,508,401,000 2,236,930,000    
Allowance for credit losses 782,000 794,000    
Amounts pledged 642,501,000 438,385,000    
Net accumulated depreciation 87,861,000 84,073,000    
Accumulated amortization 24,694,000 24,826,000    
Accumulated allowance 7,519,000 6,784,000    
Unamortized debt issuance expense 1,199,000 648,000    
Deferred tax assets, gross 60,919,000 59,062,000    
Eliminations [Member]        
ASSETS        
Cash and cash equivalents 0 0 0 0
Deposits with clearing organizations 0 0    
Receivable from brokers, dealers and clearing organizations 0 0    
Receivable from customers, net of allowance 0 0    
Income tax receivable (71,524,000) (64,469,000)    
Securities purchased under agreements to resell   0    
Securities owned 0 0    
Notes receivable, net of accumulated amortization and allowance for uncollectibles 0 0    
Office facilities, net of accumulated depreciation 0 0    
Subordinated loan receivable (112,558,000) (112,558,000)    
Intangible assets 0 0    
Goodwill 0 0    
Other assets 0 0    
Deferred tax assets (33,701,000) (38,664,000)    
Investment in subsidiaries (1,075,501,000) (1,068,390,000)    
Intercompany receivables (140,898,000) (75,820,000)    
Total assets (1,434,182,000) (1,359,901,000)    
Liabilities        
Drafts payable 0 0    
Bank call loans 0 0    
Payable to brokers, dealers and clearing organizations 0 0    
Payable to customers 0 0    
Securities sold under agreements to repurchase 0 0    
Securities sold but not yet purchased, at fair value 0 0    
Accrued compensation 0 0    
Accounts payable and other liabilities 0 0    
Income tax payable (71,524,000) (64,469,000)    
Senior secured notes, net of debt issuance costs of $1,199 ($648 in 2016) 0 0    
Subordinated indebtedness (112,558,000) (112,558,000)    
Deferred tax liabilities, net of deferred tax assets of $60,919 ($59,062 in 2016) (33,701,000) (38,664,000)    
Intercompany payables (140,898,000) (75,820,000)    
Total liabilities (358,681,000) (291,511,000)    
Stockholders' equity        
Stockholders' equity attributable to Oppenheimer Holdings Inc. (1,075,501,000) (1,068,390,000)    
Noncontrolling interest 0 0    
Total stockholders' equity (1,075,501,000) (1,068,390,000)    
Total liabilities and stockholders' equity (1,434,182,000) (1,359,901,000)    
Parent Company [Member]        
ASSETS        
Cash and cash equivalents 507,000 229,000 302,000 907,000
Deposits with clearing organizations 0 0    
Receivable from brokers, dealers and clearing organizations 0 0    
Receivable from customers, net of allowance 0 0    
Income tax receivable 48,052,000 41,996,000    
Securities purchased under agreements to resell   0    
Securities owned 0 0    
Notes receivable, net of accumulated amortization and allowance for uncollectibles 0 0    
Office facilities, net of accumulated depreciation 0 0    
Subordinated loan receivable 0 0    
Intangible assets 0 0    
Goodwill 0 0    
Other assets 140,000 71,000    
Deferred tax assets 522,000 394,000    
Investment in subsidiaries 598,256,000 584,767,000    
Intercompany receivables 62,143,000 37,906,000    
Total assets 709,620,000 665,363,000    
Liabilities        
Drafts payable 0 0    
Bank call loans 0 0    
Payable to brokers, dealers and clearing organizations 0 0    
Payable to customers 0 0    
Securities sold under agreements to repurchase 0 0    
Securities sold but not yet purchased, at fair value 0 0    
Accrued compensation 0 0    
Accounts payable and other liabilities 3,961,000 2,868,000    
Income tax payable 2,440,000 2,440,000    
Senior secured notes, net of debt issuance costs of $1,199 ($648 in 2016) 198,801,000 149,352,000    
Subordinated indebtedness 0 0    
Deferred tax liabilities, net of deferred tax assets of $60,919 ($59,062 in 2016) 0 0    
Intercompany payables 0 0    
Total liabilities 205,202,000 154,660,000    
Stockholders' equity        
Stockholders' equity attributable to Oppenheimer Holdings Inc. 504,418,000 510,703,000    
Noncontrolling interest 0 0    
Total stockholders' equity 504,418,000 510,703,000    
Total liabilities and stockholders' equity 709,620,000 665,363,000    
Guarantor Subsidiaries [Member]        
ASSETS        
Cash and cash equivalents 11,963,000 10,284,000 30,379,000 2,586,000
Deposits with clearing organizations 0 0    
Receivable from brokers, dealers and clearing organizations 0 0    
Receivable from customers, net of allowance 0 0    
Income tax receivable 28,533,000 28,289,000    
Securities purchased under agreements to resell   0    
Securities owned 1,268,000 23,227,000    
Notes receivable, net of accumulated amortization and allowance for uncollectibles 0 0    
Office facilities, net of accumulated depreciation 20,596,000 21,963,000    
Subordinated loan receivable 112,558,000 112,558,000    
Intangible assets 0 0    
Goodwill 0 0    
Other assets 2,472,000 2,598,000    
Deferred tax assets 0 309,000    
Investment in subsidiaries 477,245,000 483,623,000    
Intercompany receivables 78,755,000 37,914,000    
Total assets 733,390,000 720,765,000    
Liabilities        
Drafts payable 0 0    
Bank call loans 0 0    
Payable to brokers, dealers and clearing organizations 0 0    
Payable to customers 0 0    
Securities sold under agreements to repurchase 0 0    
Securities sold but not yet purchased, at fair value 0 0    
Accrued compensation 0 0    
Accounts payable and other liabilities 34,522,000 34,920,000    
Income tax payable 22,189,000 22,189,000    
Senior secured notes, net of debt issuance costs of $1,199 ($648 in 2016) 0 0    
Subordinated indebtedness 0 0    
Deferred tax liabilities, net of deferred tax assets of $60,919 ($59,062 in 2016) 29,000 7,000    
Intercompany payables 62,163,000 62,205,000    
Total liabilities 118,903,000 119,321,000    
Stockholders' equity        
Stockholders' equity attributable to Oppenheimer Holdings Inc. 614,487,000 601,444,000    
Noncontrolling interest 0 0    
Total stockholders' equity 614,487,000 601,444,000    
Total liabilities and stockholders' equity 733,390,000 720,765,000    
Non-Guarantor Subsidiaries [Member]        
ASSETS        
Cash and cash equivalents 32,324,000 54,400,000 $ 68,363,000 $ 59,871,000
Deposits with clearing organizations 44,201,000 38,185,000    
Receivable from brokers, dealers and clearing organizations 248,891,000 214,934,000    
Receivable from customers, net of allowance 775,602,000 847,386,000    
Income tax receivable 0 0    
Securities purchased under agreements to resell   24,006,000    
Securities owned 1,036,195,000 683,881,000    
Notes receivable, net of accumulated amortization and allowance for uncollectibles 38,241,000 30,099,000    
Office facilities, net of accumulated depreciation 5,958,000 5,270,000    
Subordinated loan receivable 0 0    
Intangible assets 31,700,000 31,700,000    
Goodwill 137,889,000 137,889,000    
Other assets 115,393,000 104,992,000    
Deferred tax assets 33,179,000 37,961,000    
Investment in subsidiaries 0 0    
Intercompany receivables 0 0    
Total assets 2,499,573,000 2,210,703,000    
Liabilities        
Drafts payable 26,480,000 39,228,000    
Bank call loans 130,100,000 145,800,000    
Payable to brokers, dealers and clearing organizations 247,479,000 221,389,000    
Payable to customers 396,515,000 449,946,000    
Securities sold under agreements to repurchase 398,650,000 378,084,000    
Securities sold but not yet purchased, at fair value 366,581,000 85,050,000    
Accrued compensation 130,109,000 145,053,000    
Accounts payable and other liabilities 53,051,000 58,769,000    
Income tax payable 46,895,000 39,840,000    
Senior secured notes, net of debt issuance costs of $1,199 ($648 in 2016) 0 0    
Subordinated indebtedness 112,558,000 112,558,000    
Deferred tax liabilities, net of deferred tax assets of $60,919 ($59,062 in 2016) 51,049,000 51,794,000    
Intercompany payables 78,735,000 13,615,000    
Total liabilities 2,038,202,000 1,741,126,000    
Stockholders' equity        
Stockholders' equity attributable to Oppenheimer Holdings Inc. 461,014,000 466,946,000    
Noncontrolling interest 357,000 2,631,000    
Total stockholders' equity 461,371,000 469,577,000    
Total liabilities and stockholders' equity $ 2,499,573,000 $ 2,210,703,000