XML 58 R48.htm IDEA: XBRL DOCUMENT v3.5.0.2
Fair Value Measurements - Assets and Liabilities Measured at Fair Value on Recurring Basis (Details) - USD ($)
Jun. 30, 2016
Dec. 31, 2015
ASSETS    
Cash equivalents $ 22,156,000 $ 13,000,000
Deposits with clearing organizations 22,975,000 31,456,000
Securities owned:    
Securities owned 952,468,000 735,393,000
Investments 7,243,000  
Loans held for sale (3) 1,743,000 60,234,000
Securities purchased under agreements to resell   206,499,000
Derivative contracts:    
Derivative contracts 15,660,000 15,609,000
Total 1,015,160,000 1,062,348,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value 259,032,000 126,493,000
Derivative contracts:    
Derivative contracts 13,605,000 14,162,000
Total 272,637,000 140,655,000
Future [Member]    
Derivative contracts:    
Derivative contracts 950,000 249,000
Foreign Exchange Forward [Member]    
Derivative contracts:    
Derivative contracts 6,000 2,000
To Be Announced Security [Member]    
Derivative contracts:    
Derivative contracts 1,296,000 6,448,000
Derivative contracts:    
Derivative contracts 12,507,000 11,619,000
Interest Rate Lock Commitments [Member]    
Derivative contracts:    
Derivative contracts 13,453,000 9,161,000
Derivative contracts:    
Derivative contracts   923,000
Auction Rate Securities Purchase Commitment [Member]    
Derivative contracts:    
Derivative contracts 911,000  
Derivative contracts:    
Derivative contracts 142,000 1,369,000
Investments [Member]    
Securities owned:    
Investments 158,000 157,000
Equity Securities [Member]    
Securities owned:    
Securities owned 38,612,000 34,475,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value 43,127,000 41,378,000
Money Markets [Member]    
Securities owned:    
Securities owned 495,000 35,000
Auction Rate Securities [Member]    
Securities owned:    
Securities owned 89,101,000 86,802,000
U.S. Treasury Securities [Member]    
Securities owned:    
Securities owned 593,897,000 436,533,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value 179,554,000 75,653,000
US Government Agencies Debt Securities [Member]    
Securities owned:    
Securities owned 22,902,000 71,416,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value 8,000 15,000
Sovereign Obligations [Member]    
Securities owned:    
Securities owned 32,000 1,665,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value   1,817,000
Corporate Debt and Other Obligations [Member]    
Securities owned:    
Securities owned 40,311,000 16,138,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value 23,811,000 1,652,000
Mortgage and Other Asset-Backed Securities [Member]    
Securities owned:    
Securities owned 3,875,000 3,504,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value 27,000 27,000
Municipal Bonds [Member]    
Securities owned:    
Securities owned 106,661,000 30,132,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value 0 0
Convertible Bonds [Member]    
Securities owned:    
Securities owned 56,582,000 54,693,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value 12,505,000 5,951,000
Level 1 [Member]    
ASSETS    
Cash equivalents 22,156,000 13,000,000
Deposits with clearing organizations 22,975,000 31,456,000
Securities owned:    
Securities owned 637,519,000 496,283,000
Derivative contracts:    
Total 682,650,000 540,739,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value 222,681,000 117,031,000
Derivative contracts:    
Derivative contracts 956,000 251,000
Total 223,637,000 117,282,000
Level 1 [Member] | Future [Member]    
Derivative contracts:    
Derivative contracts 950,000 249,000
Level 1 [Member] | Foreign Exchange Forward [Member]    
Derivative contracts:    
Derivative contracts 6,000 2,000
Level 1 [Member] | Equity Securities [Member]    
Securities owned:    
Securities owned 38,612,000 34,475,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value 43,127,000 41,378,000
Level 1 [Member] | Money Markets [Member]    
Securities owned:    
Securities owned 495,000 35,000
Level 1 [Member] | U.S. Treasury Securities [Member]    
Securities owned:    
Securities owned 593,897,000 436,533,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value 179,554,000 75,653,000
Level 1 [Member] | US Government Agencies Debt Securities [Member]    
Securities owned:    
Securities owned 4,515,000 25,240,000
Level 2 [Member]    
Securities owned:    
Securities owned 225,823,000 152,227,000
Loans held for sale (3) 1,743,000 60,234,000
Securities purchased under agreements to resell   206,499,000
Derivative contracts:    
Derivative contracts 1,296,000 6,448,000
Total 228,862,000 425,408,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value 36,351,000 9,462,000
Derivative contracts:    
Derivative contracts 12,507,000 11,619,000
Total 48,858,000 21,081,000
Level 2 [Member] | To Be Announced Security [Member]    
Derivative contracts:    
Derivative contracts 1,296,000 6,448,000
Derivative contracts:    
Derivative contracts 12,507,000 11,619,000
Level 2 [Member] | US Government Agencies Debt Securities [Member]    
Securities owned:    
Securities owned 18,387,000 46,176,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value 8,000 15,000
Level 2 [Member] | Sovereign Obligations [Member]    
Securities owned:    
Securities owned 32,000 1,665,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value   1,817,000
Level 2 [Member] | Corporate Debt and Other Obligations [Member]    
Securities owned:    
Securities owned 40,311,000 16,138,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value 23,811,000 1,652,000
Level 2 [Member] | Mortgage and Other Asset-Backed Securities [Member]    
Securities owned:    
Securities owned 3,875,000 3,504,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value 27,000 27,000
Level 2 [Member] | Municipal Bonds [Member]    
Securities owned:    
Securities owned 106,636,000 30,051,000
Level 2 [Member] | Convertible Bonds [Member]    
Securities owned:    
Securities owned 56,582,000 54,693,000
Financial Instruments Sold, Not yet Purchased, at Fair Value [Abstract]    
Securities sold, but not yet purchased, at fair value 12,505,000 5,951,000
Level 3 [Member]    
Securities owned:    
Securities owned 89,126,000 86,883,000
Derivative contracts:    
Derivative contracts 14,364,000 9,161,000
Total 103,648,000 96,201,000
Derivative contracts:    
Derivative contracts 142,000 2,292,000
Total 142,000 2,292,000
Level 3 [Member] | Interest Rate Lock Commitments [Member]    
Derivative contracts:    
Derivative contracts 13,453,000 9,161,000
Derivative contracts:    
Derivative contracts   923,000
Level 3 [Member] | Auction Rate Securities Purchase Commitment [Member]    
Derivative contracts:    
Derivative contracts 911,000  
Level 3 [Member] | Investments [Member]    
Securities owned:    
Investments 158,000 157,000
Level 3 [Member] | Auction Rate Securities [Member]    
Securities owned:    
Securities owned 89,101,000 86,802,000
Level 3 [Member] | Auction Rate Securities Purchase Commitment [Member]    
Derivative contracts:    
Derivative contracts 142,000 1,369,000
Level 3 [Member] | Municipal Bonds [Member]    
Securities owned:    
Securities owned 25,000 81,000
OMHHF    
Derivative contracts:    
Securities owned $ 562,000 $ 562,000