0001438588-12-000053.txt : 20121115 0001438588-12-000053.hdr.sgml : 20121115 20121115100103 ACCESSION NUMBER: 0001438588-12-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121113 FILED AS OF DATE: 20121115 DATE AS OF CHANGE: 20121115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KURLAND FRED CENTRAL INDEX KEY: 0001267273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14710 FILM NUMBER: 121207276 MAIL ADDRESS: STREET 1: C/O GENITOPE CORP STREET 2: 525 PENOBSCOT DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XOMA Corp CENTRAL INDEX KEY: 0000791908 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 942756657 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 5106441170 MAIL ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKLEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: XOMA LTD /DE/ DATE OF NAME CHANGE: 19990107 FORMER COMPANY: FORMER CONFORMED NAME: XOMA CORP /DE/ DATE OF NAME CHANGE: 19920703 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2012-11-13 0 0000791908 XOMA Corp XOMA 0001267273 KURLAND FRED C/O XOMA CORPORATION 2910 SEVENTH STREET BERKELEY CA 94710 0 1 0 0 CFO & VP Finance Common Shares 2012-11-13 4 M 0 22596 0 A 22596 D Common Shares 2012-11-14 4 S 0 9111 2.5584 D 13485 D Common Shares 12941 I by 401(k) Common Shares 5000 I by Trust Restricted Stock Units 0 2012-11-13 4 M 0 22596 0 D 2012-11-13 Common Shares 22596 45192 D These restricted stock units were granted on October 27, 2011 and are scheduled to vest in substantially equal installments on each of November 13, 2012, November 13, 2013 and November 14, 2014. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Shares sold in the open market to satisfy the minimum amount of taxes required to be withhold in connection with the vesting of the shares. Fred Kurland 2012-11-14