0001214659-22-004298.txt : 20220323 0001214659-22-004298.hdr.sgml : 20220323 20220323185213 ACCESSION NUMBER: 0001214659-22-004298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220321 FILED AS OF DATE: 20220323 DATE AS OF CHANGE: 20220323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURNS THOMAS M. CENTRAL INDEX KEY: 0001638479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39801 FILM NUMBER: 22764226 MAIL ADDRESS: STREET 1: 2910 SEVENTH STREET CITY: BERKELEY STATE: CA ZIP: 94710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XOMA Corp CENTRAL INDEX KEY: 0000791908 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 522154066 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 POWELL STREET STREET 2: SUITE 310 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-204-7239 MAIL ADDRESS: STREET 1: 2200 POWELL STREET STREET 2: SUITE 310 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: XOMA LTD /DE/ DATE OF NAME CHANGE: 19990107 FORMER COMPANY: FORMER CONFORMED NAME: XOMA CORP /DE/ DATE OF NAME CHANGE: 19920703 4 1 marketforms-55846.xml PRIMARY DOCUMENT X0306 4 2022-03-21 0000791908 XOMA Corp XOMA 0001638479 BURNS THOMAS M. C/O XOMA CORPORATION 2200 POWELL STREET, SUITE 310 EMERYVILLE CA 94608 false true false false SVP, Finance & CFO Common Stock 2022-03-21 4 M false 12000 4.03 A 18555 D Common Stock 2022-03-21 4 S false 12000 29.005 D 6555 D Common Stock 2022-03-22 4 M false 2339 4.03 A 8894 D Common Stock 2022-03-22 4 S false 2339 30.0165 D 6555 D Common Stock 4349 I By 401(k) Plan Depositary Shares - 8.375% B Cumulative Stock 1000 D 8.625% Series A Cumulative Perpetual Preferred Stock 2000 D Common Stock 2022-03-23 4 M false 161 4.03 A 6716 D Common Stock 2022-03-23 4 S false 161 30.00 D 6555 D Stock Option (Right to Buy) 4.03 2022-03-21 4 M false 12000 0 D 2027-02-10 Common Stock 12000 18000 D Stock Option (Right to Buy) 4.03 2022-03-22 4 M false 2339 0 D 2027-02-10 Common Stock 2339 15661 D Stock Option (Right to Buy) 4.03 2022-03-23 4 M false 161 0 D 2027-02-10 Common Stock 161 15500 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Shares subject to this option have fully vested as of December 31, 2017. /s/ Thomas M. Burns 2022-03-23