0001214659-22-004298.txt : 20220323
0001214659-22-004298.hdr.sgml : 20220323
20220323185213
ACCESSION NUMBER: 0001214659-22-004298
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220321
FILED AS OF DATE: 20220323
DATE AS OF CHANGE: 20220323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BURNS THOMAS M.
CENTRAL INDEX KEY: 0001638479
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39801
FILM NUMBER: 22764226
MAIL ADDRESS:
STREET 1: 2910 SEVENTH STREET
CITY: BERKELEY
STATE: CA
ZIP: 94710
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XOMA Corp
CENTRAL INDEX KEY: 0000791908
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 522154066
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2200 POWELL STREET
STREET 2: SUITE 310
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 510-204-7239
MAIL ADDRESS:
STREET 1: 2200 POWELL STREET
STREET 2: SUITE 310
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER COMPANY:
FORMER CONFORMED NAME: XOMA LTD /DE/
DATE OF NAME CHANGE: 19990107
FORMER COMPANY:
FORMER CONFORMED NAME: XOMA CORP /DE/
DATE OF NAME CHANGE: 19920703
4
1
marketforms-55846.xml
PRIMARY DOCUMENT
X0306
4
2022-03-21
0000791908
XOMA Corp
XOMA
0001638479
BURNS THOMAS M.
C/O XOMA CORPORATION
2200 POWELL STREET, SUITE 310
EMERYVILLE
CA
94608
false
true
false
false
SVP, Finance & CFO
Common Stock
2022-03-21
4
M
false
12000
4.03
A
18555
D
Common Stock
2022-03-21
4
S
false
12000
29.005
D
6555
D
Common Stock
2022-03-22
4
M
false
2339
4.03
A
8894
D
Common Stock
2022-03-22
4
S
false
2339
30.0165
D
6555
D
Common Stock
4349
I
By 401(k) Plan
Depositary Shares - 8.375% B Cumulative Stock
1000
D
8.625% Series A Cumulative Perpetual Preferred Stock
2000
D
Common Stock
2022-03-23
4
M
false
161
4.03
A
6716
D
Common Stock
2022-03-23
4
S
false
161
30.00
D
6555
D
Stock Option (Right to Buy)
4.03
2022-03-21
4
M
false
12000
0
D
2027-02-10
Common Stock
12000
18000
D
Stock Option (Right to Buy)
4.03
2022-03-22
4
M
false
2339
0
D
2027-02-10
Common Stock
2339
15661
D
Stock Option (Right to Buy)
4.03
2022-03-23
4
M
false
161
0
D
2027-02-10
Common Stock
161
15500
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Shares subject to this option have fully vested as of December 31, 2017.
/s/ Thomas M. Burns
2022-03-23