0000791908-16-000133.txt : 20160322 0000791908-16-000133.hdr.sgml : 20160322 20160322205852 ACCESSION NUMBER: 0000791908-16-000133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160318 FILED AS OF DATE: 20160322 DATE AS OF CHANGE: 20160322 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XOMA Corp CENTRAL INDEX KEY: 0000791908 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 942756657 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 5106441170 MAIL ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: XOMA LTD /DE/ DATE OF NAME CHANGE: 19990107 FORMER COMPANY: FORMER CONFORMED NAME: XOMA CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCANNON PATRICK J MD PHD CENTRAL INDEX KEY: 0001222790 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14710 FILM NUMBER: 161522221 MAIL ADDRESS: STREET 1: C/O XOMA, LTD. STREET 2: 2910 SEVENTH STREET CITY: BERKELEY STATE: CA ZIP: 94710 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-03-18 0 0000791908 XOMA Corp XOMA 0001222790 SCANNON PATRICK J MD PHD C/O XOMA CORPORATION 2910 SEVENTH STREET BERKELEY CA 94710 1 1 0 0 Exec. VP & CSO Common Shares 2016-03-18 4 M 0 9500.0 0.0 A 243727 D Common Shares 2016-03-22 4 S 0 14785.0 0.7847 D 228942 D Common Shares 33801 I by 401(k) Common Shares 750 I by Daughter Common Shares 4053 I by Trust Restricted Stock Units 0.0 2016-03-18 4 M 0 9500.0 0.0 D 2014-03-18 2016-03-18 Common Shares 9500 0 D These restricted stock units are scheduled to vest in substantially equal installments annually over three years, with the first installment vesting on March 18, 2014. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This nondiscretionary transaction represents the settlement of vested restricted stock units in shares of common stock. Shares sold on the open market to satisfy the taxes required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's incentive plan. By: Russell J. Wood For: Patrick J. Scannon, MD, PhD 2016-03-22