0000791908-15-000077.txt : 20150601 0000791908-15-000077.hdr.sgml : 20150601 20150601182403 ACCESSION NUMBER: 0000791908-15-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150528 FILED AS OF DATE: 20150601 DATE AS OF CHANGE: 20150601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XOMA Corp CENTRAL INDEX KEY: 0000791908 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 942756657 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 5106441170 MAIL ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: XOMA LTD /DE/ DATE OF NAME CHANGE: 19990107 FORMER COMPANY: FORMER CONFORMED NAME: XOMA CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUBIN PAUL D CENTRAL INDEX KEY: 0001210905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14710 FILM NUMBER: 15904818 MAIL ADDRESS: STREET 1: 37 GREYSTONE LANE CITY: SUDBURY STATE: MA ZIP: 01776 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-05-28 0 0000791908 XOMA Corp XOMA 0001210905 RUBIN PAUL D C/O XOMA CORPORATION 2910 SEVENTH STREET BERKELEY CA 94710 0 1 0 0 Sr. VP Clinical Dev. & CMO Common Shares 2015-05-28 4 M 0 4666.0 A 124133 D Common Shares 2015-05-28 4 S 0 1788.0 3.6 D 122345 D Common Shares 6881 I by 401(k) Restricted Stock Units 0.0 2015-05-28 4 M 0 4666.0 D 2015-05-28 Common Shares 4666 0 D These restricted stock units are scheduled to vest in substantially equal installments annually over three years, with the first installment vesting on May 28, 2013. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. This nondiscretionary transaction represents the vesting of restricted stock units as shares of common stock. Shares sold on the open market to satisfy the minimum amount of taxes required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's equity incentive plan. By: Russell J. Wood For: Paul D. Rubin 2015-06-01