0000791908-14-000156.txt : 20141117 0000791908-14-000156.hdr.sgml : 20141117 20141117174616 ACCESSION NUMBER: 0000791908-14-000156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141113 FILED AS OF DATE: 20141117 DATE AS OF CHANGE: 20141117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XOMA Corp CENTRAL INDEX KEY: 0000791908 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 942756657 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 5106441170 MAIL ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: XOMA LTD /DE/ DATE OF NAME CHANGE: 19990107 FORMER COMPANY: FORMER CONFORMED NAME: XOMA CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOWES WILLIAM K JR CENTRAL INDEX KEY: 0001225476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14710 FILM NUMBER: 141228959 MAIL ADDRESS: STREET 1: 2735 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-11-13 0 0000791908 XOMA Corp XOMA 0001225476 BOWES WILLIAM K JR C/O XOMA CORPORATION 2910 SEVENTH STREET BERKELEY CA 94710 1 0 0 0 Common Shares 2014-11-13 4 M 0 4498.0 0.0 A 36866 D Common Shares 1000 I by Spouse Restricted Stock Units 2014-11-13 4 M 0 4498.0 0.0 D 2012-11-13 Common Shares 4498 0 D These restricted stock units were granted on October 27, 2011 and are scheduled to vest in substantially equal installments on each of November 13, 2012, November 13, 2013 and November 14, 2014. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. This nondiscretionary transaction represents the vesting of restricted stock units as shares of common stock. These shares were purchased and are held by Ute C. Bowes, the spouse of William K. Bowes, Jr. By: Russell J. Wood For: William K. Bowes, Jr. 2014-11-17