0000791908-14-000150.txt : 20141117
0000791908-14-000150.hdr.sgml : 20141117
20141117174421
ACCESSION NUMBER: 0000791908-14-000150
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131113
FILED AS OF DATE: 20141117
DATE AS OF CHANGE: 20141117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XOMA Corp
CENTRAL INDEX KEY: 0000791908
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 942756657
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2910 SEVENTH ST
CITY: BERKELEY
STATE: CA
ZIP: 94710
BUSINESS PHONE: 5106441170
MAIL ADDRESS:
STREET 1: 2910 SEVENTH ST
CITY: BERKELEY
STATE: CA
ZIP: 94710
FORMER COMPANY:
FORMER CONFORMED NAME: XOMA LTD /DE/
DATE OF NAME CHANGE: 19990107
FORMER COMPANY:
FORMER CONFORMED NAME: XOMA CORP /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Varian John
CENTRAL INDEX KEY: 0001416176
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14710
FILM NUMBER: 141228947
MAIL ADDRESS:
STREET 1: ARYX THERAPEUTICS,INC.
STREET 2: 6300 DUMBARTON CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94555
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-11-13
0
0000791908
XOMA Corp
XOMA
0001416176
Varian John
C/O XOMA CORPORATION
2910 SEVENTH STREET
BERKELEY
CA
94710
1
1
0
0
CEO
Common Shares
2013-11-13
4
S
0
56214.0
3.8924
D
92525
D
Common Shares
2014-11-13
4
M
0
96166.0
0.0
A
365316
D
Common Shares
2014-11-13
4
M
0
4498.0
0.0
A
369814
D
Common Shares
2014-11-13
4
S
0
2630.0
3.8924
D
367184
D
Common Shares
15537
I
by 401(k)
Restricted Stock Units
0.0
2014-11-13
4
M
0
96166.0
0.0
D
2012-11-13
Common Shares
96166
10589
D
Restricted Stock Units
0.0
2014-11-13
4
M
0
4498.0
0.0
D
2012-11-13
Common Shares
4498
6091
D
Shares sold on the open market to satisfy the maximum amount of taxes that may be required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's equity incentive plan.
These restricted stock units were granted on January 4, 2012 and are scheduled to vest in substantially equal installments on each of November 13, 2012, November 13, 2013 and November 14, 2014.
Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. This nondiscretionary transaction represents the vesting of restricted stock units as shares of common stock.
These restricted stock units were granted on October 27, 2011 and are scheduled to vest in substantially equal installments on each of November 13, 2012, November 13, 2013 and November 14, 2014.
By: Russell J. Wood For: John Varian
2014-11-17