0000791908-14-000150.txt : 20141117 0000791908-14-000150.hdr.sgml : 20141117 20141117174421 ACCESSION NUMBER: 0000791908-14-000150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131113 FILED AS OF DATE: 20141117 DATE AS OF CHANGE: 20141117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XOMA Corp CENTRAL INDEX KEY: 0000791908 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 942756657 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 5106441170 MAIL ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: XOMA LTD /DE/ DATE OF NAME CHANGE: 19990107 FORMER COMPANY: FORMER CONFORMED NAME: XOMA CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Varian John CENTRAL INDEX KEY: 0001416176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14710 FILM NUMBER: 141228947 MAIL ADDRESS: STREET 1: ARYX THERAPEUTICS,INC. STREET 2: 6300 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-11-13 0 0000791908 XOMA Corp XOMA 0001416176 Varian John C/O XOMA CORPORATION 2910 SEVENTH STREET BERKELEY CA 94710 1 1 0 0 CEO Common Shares 2013-11-13 4 S 0 56214.0 3.8924 D 92525 D Common Shares 2014-11-13 4 M 0 96166.0 0.0 A 365316 D Common Shares 2014-11-13 4 M 0 4498.0 0.0 A 369814 D Common Shares 2014-11-13 4 S 0 2630.0 3.8924 D 367184 D Common Shares 15537 I by 401(k) Restricted Stock Units 0.0 2014-11-13 4 M 0 96166.0 0.0 D 2012-11-13 Common Shares 96166 10589 D Restricted Stock Units 0.0 2014-11-13 4 M 0 4498.0 0.0 D 2012-11-13 Common Shares 4498 6091 D Shares sold on the open market to satisfy the maximum amount of taxes that may be required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's equity incentive plan. These restricted stock units were granted on January 4, 2012 and are scheduled to vest in substantially equal installments on each of November 13, 2012, November 13, 2013 and November 14, 2014. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. This nondiscretionary transaction represents the vesting of restricted stock units as shares of common stock. These restricted stock units were granted on October 27, 2011 and are scheduled to vest in substantially equal installments on each of November 13, 2012, November 13, 2013 and November 14, 2014. By: Russell J. Wood For: John Varian 2014-11-17