0000791908-14-000109.txt : 20140903 0000791908-14-000109.hdr.sgml : 20140903 20140903144235 ACCESSION NUMBER: 0000791908-14-000109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140902 FILED AS OF DATE: 20140903 DATE AS OF CHANGE: 20140903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XOMA Corp CENTRAL INDEX KEY: 0000791908 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 942756657 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 5106441170 MAIL ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: XOMA LTD /DE/ DATE OF NAME CHANGE: 19990107 FORMER COMPANY: FORMER CONFORMED NAME: XOMA CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCANNON PATRICK J MD PHD CENTRAL INDEX KEY: 0001222790 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14710 FILM NUMBER: 141080177 MAIL ADDRESS: STREET 1: C/O XOMA, LTD. STREET 2: 2910 SEVENTH STREET CITY: BERKELEY STATE: CA ZIP: 94710 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-09-02 0 0000791908 XOMA Corp XOMA 0001222790 SCANNON PATRICK J MD PHD C/O XOMA CORPORATION 2910 SEVENTH STREET BERKELEY CA 94710 1 1 0 0 Exec. VP & CSO Common Shares 2014-09-02 4 S 0 5000 4.3106 D 86939 D Common Shares 22079 I by 401(k) Common Shares 750 I by Daughter Common Shares 4053 I by Trust This transaction was made pursuant to Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2014. This transaction was executed in multiple trades ranging at prices from $4.26 to $4.38.The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Company or a security holder of the Company full information regarding the number of shares and prices at which the transactions were effected. By: Russell J. Wood For: Patrick J. Scannon, M.D., Ph.D. 2014-09-03