0000791908-14-000034.txt : 20140303 0000791908-14-000034.hdr.sgml : 20140303 20140303191216 ACCESSION NUMBER: 0000791908-14-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140227 FILED AS OF DATE: 20140303 DATE AS OF CHANGE: 20140303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XOMA Corp CENTRAL INDEX KEY: 0000791908 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 942756657 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 5106441170 MAIL ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: XOMA LTD /DE/ DATE OF NAME CHANGE: 19990107 FORMER COMPANY: FORMER CONFORMED NAME: XOMA CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCANNON PATRICK J MD PHD CENTRAL INDEX KEY: 0001222790 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14710 FILM NUMBER: 14662163 MAIL ADDRESS: STREET 1: C/O XOMA, LTD. STREET 2: 2910 SEVENTH STREET CITY: BERKELEY STATE: CA ZIP: 94710 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-02-27 0 0000791908 XOMA Corp XOMA 0001222790 SCANNON PATRICK J MD PHD C/O XOMA CORPORATION 2910 SEVENTH STREET BERKELEY CA 94710 1 1 0 0 Exec. VP & CSO Common Shares 2014-02-27 4 A 0 43448 0 A 85465 D Common Shares 22079 I by 401(k) Common Shares 750 I by Daughter Common Shares 4053 I by Trust Non-Qualified Share Option (right to buy) 8.91 2014-02-27 4 A 0 60000 8.91 A 2024-02-27 Common Shares 60000 60000 D These shares were acquired pursuant to a grant of restricted stock units on February 27, 2014 under the Amended and Restated XOMA Corporation 2010 Long Term Incentive and Stock Award Plan and are scheduled to vest in substantially equal installments on each of March 18, 2015, March 18, 2016, and March 18, 2017. Exercisable with respect to 1/48th of options in monthly increments beginning March 27, 2014 and ending February 27, 2018. By: Russell J. Wood For: Patrick J. Scannon, M.D., Ph.D. 2014-03-03