0000791908-13-000021.txt : 20131021 0000791908-13-000021.hdr.sgml : 20131021 20131021165406 ACCESSION NUMBER: 0000791908-13-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131018 FILED AS OF DATE: 20131021 DATE AS OF CHANGE: 20131021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XOMA Corp CENTRAL INDEX KEY: 0000791908 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 942756657 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 5106441170 MAIL ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: XOMA LTD /DE/ DATE OF NAME CHANGE: 19990107 FORMER COMPANY: FORMER CONFORMED NAME: XOMA CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUBIN PAUL D CENTRAL INDEX KEY: 0001210905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14710 FILM NUMBER: 131161866 MAIL ADDRESS: STREET 1: 37 GREYSTONE LANE CITY: SUDBURY STATE: MA ZIP: 01776 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-10-18 0 0000791908 XOMA Corp XOMA 0001210905 RUBIN PAUL D C/O XOMA CORPORATION 2910 SEVENTH STREET BERKELEY CA 94710 0 1 0 0 Sr. VP Clinical Dev. & CMO Common Shares 2013-10-18 4 M 0 746 2.36 A 9534 D Common Shares 2013-10-18 4 S 0 746 4.706 D 8788 D Common Shares 4422 I by 401(k) Non-Qualified Share Option (right to buy) 2.36 2013-10-18 4 M 0 746 2.36 D 2022-05-24 Common Shares 746 17191 D This transaction was made pursuant to Rule 10b5-1 trading plan adopted by the reporting person on 3/20/2013. This transaction was executed in multiple trades ranging at prices from $4.65 to $4.81.The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Exercisable with respect to 1/48th of options in monthly increments beginning 6/24/2012 and ending 5/24/2016. By: Russell Wood For: Paul D. Rubin 2013-10-21