9999999997-22-000755.txt : 20220310 9999999997-22-000755.hdr.sgml : 20220310 20220309220908 ACCESSION NUMBER: 9999999997-22-000755 CONFORMED SUBMISSION TYPE: X-17A-5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220224 DATE AS OF CHANGE: 20220309 EFFECTIVENESS DATE: 20220224 PERIOD START: 20210101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NBC SECURITIES, INC. CENTRAL INDEX KEY: 0000791540 IRS NUMBER: 630923499 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: X-17A-5 SEC ACT: 1934 Act SEC FILE NUMBER: 008-35870 FILM NUMBER: 22001417 BUSINESS ADDRESS: STREET 1: 1927 1ST AVENUE NORTH CITY: BIRMINGHAM STATE: AL ZIP: 35203-0686 BUSINESS PHONE: 205-583-3238 MAIL ADDRESS: STREET 1: 1927 1ST AVENUE NORTH CITY: BIRMINGHAM STATE: AL ZIP: 35203-0686 FORMER COMPANY: FORMER CONFORMED NAME: NBC SECURITIES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: NBC COMMERCE INVESTMENTS DATE OF NAME CHANGE: 19950614 FORMER COMPANY: FORMER CONFORMED NAME: NBC COMMERCE INVESTMENTS INC /BD DATE OF NAME CHANGE: 19930721 X-17A-5 1 9999999997-22-000755.paper AUTO-GENERATED PAPER DOCUMENT This document was generated as part of a paper submission. Please reference the Document Control Number 22001417 for access to the original document.