0001140361-15-041555.txt : 20151116
0001140361-15-041555.hdr.sgml : 20151116
20151116140354
ACCESSION NUMBER: 0001140361-15-041555
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151116
DATE AS OF CHANGE: 20151116
EFFECTIVENESS DATE: 20151116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARRET ASSET MANAGEMENT, LLC
CENTRAL INDEX KEY: 0000791490
IRS NUMBER: 134113321
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01317
FILM NUMBER: 151233361
BUSINESS ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2125933800
MAIL ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: CARRET ASSET MANAGEMENT
DATE OF NAME CHANGE: 20040823
FORMER COMPANY:
FORMER CONFORMED NAME: CARRET & CO LLC
DATE OF NAME CHANGE: 20001010
FORMER COMPANY:
FORMER CONFORMED NAME: CARRET & CO INC
DATE OF NAME CHANGE: 19990326
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000791490
XXXXXXXX
09-30-2015
09-30-2015
CARRET ASSET MANAGEMENT, LLC
40 WEST 57TH STREET
20TH FLOOR
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-01317
N
Marco Vega
Chief Financial Officer
212-207-2304
/s/ Marco Vega
New York
NY
11-16-2015
0
243
458353
false
INFORMATION TABLE
2
form13fInfoTable.xml
3M COMPANY
COM
88579y101
3647
25727
SH
SOLE
15598
0
10129
ABBOTT LABORATORIES
COM
002824100
2853
70937
SH
SOLE
15415
0
55522
ABBVIE INC
COM
00287Y109
4186
76932
SH
SOLE
19725
0
57207
ADOBE SYSTEMS INC
COM
00724F101
623
7575
SH
SOLE
0
0
7575
AES CORP
COM
00130h105
260
26517
SH
SOLE
12725
0
13792
AETNA INC NEW
COM
00817Y108
298
2725
SH
SOLE
2125
0
600
AFLAC INC
COM
001055102
386
6648
SH
SOLE
0
0
6648
ALLERGAN PLC
COM
125013678
230
846
SH
SOLE
661
0
185
ALLSTATE CORP
COM
020002101
4294
73737
SH
SOLE
27239
0
46498
ALPHABET INC CL A
COM
02079K305
4153
6505
SH
SOLE
1124
0
5381
ALPHABET INC CL C
COM
02079K107
6023
9900
SH
SOLE
2169
0
7731
ALTRIA GROUP INC
COM
02209s103
725
13320
SH
SOLE
2300
0
11020
AMERICAN ELEC PWR
COM
025537101
5323
93614
SH
SOLE
35073
0
58541
AMERICAN EXPRESS CO
COM
025816109
5465
73716
SH
SOLE
30915
0
42801
AMERICAN INTL GROUP INC
COM
026874784
307
5399
SH
SOLE
0
0
5399
AMERICAN WATER WORKS INC
COM
030420103
391
7100
SH
SOLE
5900
0
1200
AMERIPRISE FINANCIAL INC
COM
03076C106
1228
11251
SH
SOLE
7251
0
4000
AMETEK INC NEW
COM
031100100
874
16700
SH
SOLE
16700
0
0
ANADARKO PETROLEUM CORP
COM
032511107
3366
55740
SH
SOLE
6000
0
49740
APACHE CORP
COM
037411105
640
16350
SH
SOLE
2000
0
14350
APPLE INC
COM
037833100
14044
127324
SH
SOLE
22025
0
105299
APPLIED MATERIALS INC DELAWARE
COM
038222105
1418
96555
SH
SOLE
32725
0
63830
AT&T INC
COM
00206r102
5994
183970
SH
SOLE
62991
0
120979
AUTOMATIC DATA PROCESSING INC.
COM
053015103
1238
15408
SH
SOLE
3675
0
11733
AVNET INC
COM
053807103
872
20427
SH
SOLE
15125
0
5302
BANK NEW YORK MELLON CORP
COM
064058100
1717
43866
SH
SOLE
21807
0
22059
BANK OF AMERICA CORP
COM
060505104
1992
127856
SH
SOLE
66516
0
61340
BAXALTA INC
COM
07177M103
693
21985
SH
SOLE
8785
0
13200
BECTON DICKINSON & CO
COM
075887109
917
6910
SH
SOLE
450
0
6460
BED BATH & BEYOND INC
COM
075896100
1207
21175
SH
SOLE
3400
0
17775
BERKSHIRE HATHAWAY - A
COM
084670108
3514
18
SH
SOLE
1
0
17
BERKSHIRE HATHAWAY INC CL B
COM
084670702
9610
73699
SH
SOLE
18145
0
55554
BOEING CO
COM
097023105
1433
10940
SH
SOLE
200
0
10740
BOMBARDIER INC CL B SUB-VTG
COM
097751200
15
12500
SH
SOLE
0
0
12500
BRISTOL MYERS SQUIBB CO
COM
110122108
2332
39397
SH
SOLE
7830
0
31567
CAMDEN PROPERTY TRUST
COM
133131102
725
9816
SH
SOLE
6016
0
3800
CARPENTER TECHNOLOGY
COM
144285103
1530
51400
SH
SOLE
5000
0
46400
CERNER CORP
COM
156782104
366
6100
SH
SOLE
0
0
6100
CHECK POINT SOFTWARE TECHNOLOG
COM
M22465104
206
2600
SH
SOLE
700
0
1900
CHESAPEAKE ENERGY CORP
COM
165167107
104
14250
SH
SOLE
5650
0
8600
CHEVRON CORP
COM
166764100
7456
94519
SH
SOLE
30109
0
64410
CHUBB CORP
COM
171232101
310
2527
SH
SOLE
960
0
1567
CHURCH & DWIGHT CO INC
COM
171340102
4686
55851
SH
SOLE
7000
0
48851
CISCO SYS INC
COM
17275r102
6797
258946
SH
SOLE
84739
0
174207
CITIGROUP INC
COM
172967424
1156
23293
SH
SOLE
6500
0
16793
CLOROX COMPANY DE
COM
189054109
427
3700
SH
SOLE
0
0
3700
COCA-COLA CO
COM
191216100
756
18850
SH
SOLE
9722
0
9128
COLGATE PALMOLIVE CO
COM
194162103
1412
22253
SH
SOLE
1000
0
21253
COMCAST CORP CL A
COM
20030n101
1845
32429
SH
SOLE
11862
0
20567
COMCAST CORP CL A - SPL
COM
20030n200
5365
93720
SH
SOLE
59906
0
33814
CONOCOPHILLIPS
COM
20825c104
6463
134764
SH
SOLE
41708
0
93056
CONSOLIDATED EDISON INC
COM
209115104
677
10132
SH
SOLE
2112
0
8020
CORNING INC
COM
219350105
3841
224328
SH
SOLE
72925
0
151403
CRANE CO.
COM
224399105
223
4790
SH
SOLE
500
0
4290
CVS HEALTH CORPORATION
COM
126650100
8796
91164
SH
SOLE
35198
0
55966
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
1700
23500
SH
SOLE
5000
0
18500
DEERE & CO
COM
244199105
1289
17418
SH
SOLE
6255
0
11163
DELTA AIR LINES INC
COM
247361702
357
7950
SH
SOLE
3350
0
4600
DENTSPLY INTERNATIONAL INC NEW
COM
249030107
880
17400
SH
SOLE
9225
0
8175
DIGITAL REALTY TRUST INC
COM
253868103
630
9650
SH
SOLE
2350
0
7300
DOMINION RES INC VA NEW
COM
25746U109
3549
50420
SH
SOLE
19950
0
30470
DOW CHEM CO COM
COM
260543103
1065
25112
SH
SOLE
12460
0
12652
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
656
8300
SH
SOLE
0
0
8300
DU PONT E I DE NEMOURS
COM
263534109
6913
143417
SH
SOLE
43263
0
100154
DUKE ENERGY CORP
COM
26441c204
677
9405
SH
SOLE
1862
0
7543
EASTGROUP PROPERTIES INC
COM
277276101
287
5299
SH
SOLE
3999
0
1300
EASTMAN CHEMICAL
COM
277432100
1196
18484
SH
SOLE
4990
0
13494
EATON CORP
COM
g29183103
1835
35765
SH
SOLE
6635
0
29130
ELI LILLY & CO
COM
532457108
460
5500
SH
SOLE
0
0
5500
EMC CORP-MASS
COM
268648102
4488
185743
SH
SOLE
71015
0
114728
EMERSON ELECTRIC CO
COM
291011104
2520
57063
SH
SOLE
7325
0
49738
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
520
6427
SH
SOLE
500
0
5927
EXXON MOBIL CORP
COM
30231g102
8413
113157
SH
SOLE
27518
0
85639
FACEBOOK INC A
COM
30303M102
3013
33520
SH
SOLE
5985
0
27535
FEDEX CORPORATION
COM
31428X106
2148
14921
SH
SOLE
1900
0
13021
FIFTH THIRD BANCORP
COM
316773100
1396
73819
SH
SOLE
2050
0
71769
FIRST CONNECTICUT BANCORP
COM
319850103
161
10000
SH
SOLE
0
0
10000
FIRSTMERIT CORP
COM
337915102
414
23418
SH
SOLE
0
0
23418
FNB CORP COM
COM
302520101
441
34028
SH
SOLE
29773
0
4255
FRONTIER COMMUNICATIONS CORP
COM
35906A108
150
31596
SH
SOLE
0
0
31596
FULTON FINL CORP PA COM
COM
360271100
383
31651
SH
SOLE
31651
0
0
GAMESTOP CORP NEW CL A
COM
36467W109
1105
26815
SH
SOLE
9860
0
16955
GENERAL ELECTRIC CO
COM
369604103
12432
492937
SH
SOLE
140707
0
352230
GENERAL MILLS INC
COM
370334104
381
6793
SH
SOLE
0
0
6793
GENERAL MOTORS CORP
COM
37045V100
2472
82361
SH
SOLE
24020
0
58341
GENL DYNAMICS CORP COM
COM
369550108
818
5927
SH
SOLE
500
0
5427
GILEAD SCIENCES
COM
375558103
370
3765
SH
SOLE
0
0
3765
GOLDMAN SACHS GROUP INC
COM
38141G104
3902
22457
SH
SOLE
3000
0
19457
GREIF BROS CORP CLASS A
COM
397624107
249
7800
SH
SOLE
0
0
7800
HALLIBURTON CO HOLDINGS CO
COM
406216101
201
5700
SH
SOLE
0
0
5700
HARRIS CORP DEL
COM
413875105
1668
22809
SH
SOLE
5530
0
17279
HARTFORD FINANCIAL SERVICES GR
COM
416515104
4312
94184
SH
SOLE
20820
0
73364
HERSHEY COMPANY
COM
427866108
1066
11600
SH
SOLE
0
0
11600
HOME DEPOT INC
COM
437076102
2545
22032
SH
SOLE
8670
0
13362
HONEYWELL INTL INC
COM
438516106
1271
13419
SH
SOLE
6892
0
6527
HONGLI CLEAN ENERGY TECHNOLOGY
COM
438586109
10
23000
SH
SOLE
0
0
23000
HORMEL FOODS CORP
COM
440452100
2982
47100
SH
SOLE
8000
0
39100
ILLINOIS TOOL WORKS INC
COM
452308109
998
12129
SH
SOLE
0
0
12129
INTEL CORP
COM
458140100
8845
293464
SH
SOLE
85236
0
208227
INTL BUSINESS MACHINES CORP
COM
459200101
6891
47534
SH
SOLE
17493
0
30041
INTL PAPER CO
COM
460146103
668
17671
SH
SOLE
4850
0
12821
JOHNSON & JOHNSON
COM
478160104
12386
132686
SH
SOLE
48667
0
84019
JOHNSON CONTROLS INC
COM
478366107
932
22537
SH
SOLE
19587
0
2950
JPMORGAN CHASE & CO
COM
46625h100
12654
207538
SH
SOLE
59500
0
148038
KIMBERLY CLARK CORP
COM
494368103
2140
19627
SH
SOLE
11770
0
7857
KINDER MORGAN INC
COM
49456B101
1539
55594
SH
SOLE
7200
0
48394
L-3 COMMNCTNS HLDGS
COM
502424104
546
5225
SH
SOLE
850
0
4375
LAM RESEARCH CORP COM
COM
512807108
532
8144
SH
SOLE
0
0
8144
LANDAUER INC.
COM
51476K103
207
5590
SH
SOLE
850
0
4740
LIGHTBRIDGE CORPORATION
COM
53224K104
14
17086
SH
SOLE
0
0
17086
LOCKHEED MARTIN CORP
COM
539830109
678
3271
SH
SOLE
0
0
3271
LOWES COS INC
COM
548661107
767
11122
SH
SOLE
0
0
11122
MACYS INC COM
COM
55616P104
1126
21935
SH
SOLE
4825
0
17110
MARATHON OIL CORP
COM
565849106
1071
69564
SH
SOLE
32900
0
36664
MARATHON PETROLEUM CORP
COM
56585A102
1382
29830
SH
SOLE
22110
0
7720
MARRIOTT INTL INC NEW CL A
COM
571903202
315
4616
SH
SOLE
4016
0
600
MASTERCARD INC CL A COM
COM
57636Q104
1456
16160
SH
SOLE
0
0
16160
MCDONALDS CORP
COM
580135101
1884
19118
SH
SOLE
3175
0
15943
MERCK & CO INC
COM
58933Y105
3025
61239
SH
SOLE
28989
0
32250
METLIFE
COM
59156R108
4206
89199
SH
SOLE
44050
0
45149
MICROSOFT CORP
COM
594918104
7657
173011
SH
SOLE
55615
0
117396
MONDELEZ INTERNATIONAL INC
COM
609207105
2599
62079
SH
SOLE
16925
0
45154
NEWELL RUBBERMAID INC
COM
651229106
1108
27913
SH
SOLE
21588
0
6325
NEXTERA ENERGY INC
COM
65339F101
285
2917
SH
SOLE
0
0
2917
NIKE INC - B
COM
654106103
1719
13980
SH
SOLE
5000
0
8980
NORFOLK SOUTHERN CORP
COM
655844108
679
8885
SH
SOLE
2500
0
6385
OAKTREE CAPITAL GROUP LLC
COM
674001201
445
8995
SH
SOLE
0
0
8995
OCCIDENTAL PETE
COM
674599105
994
15025
SH
SOLE
1760
0
13265
ORACLE CORP
COM
68389X105
4881
135132
SH
SOLE
19850
0
115282
PARKER HANNIFIN CORP
COM
701094104
2596
26680
SH
SOLE
4000
0
22680
PEPSICO INC
COM
713448108
8489
90023
SH
SOLE
23870
0
66153
PFIZER INC
COM
717081103
2920
92953
SH
SOLE
43352
0
49601
PHILIP MORRIS INTERNATIONAL
COM
718172109
1152
14526
SH
SOLE
1200
0
13326
PHILLIPS 66
COM
718546104
1816
23632
SH
SOLE
2141
0
21491
PNC FINANCIAL SERVICES GROUP
COM
693475105
3427
38417
SH
SOLE
14420
0
23997
PRINCIPAL FINANCIAL GROUP INC
COM
74251V102
580
12248
SH
SOLE
7950
0
4298
PROCTER & GAMBLE CO
COM
742718109
6063
84275
SH
SOLE
27709
0
56566
PROGRESSIVE CORP-OHIO-
COM
743315103
368
12000
SH
SOLE
0
0
12000
QUALCOMM INC
COM
747525103
3012
56054
SH
SOLE
13865
0
42189
RYDER SYS INC COM
COM
783549108
300
4058
SH
SOLE
0
0
4058
SCHLUMBERGER LTD
COM
806857108
1805
26164
SH
SOLE
9340
0
16824
SEQUENOM INC
COM
817337405
128
73000
SH
SOLE
0
0
73000
SOUTHERN CO
COM
842587107
5258
117633
SH
SOLE
43721
0
73912
SPECTRA ENERGY CORP COM
COM
847560109
369
14057
SH
SOLE
7762
0
6295
STANLEY BLACK & DECKER INC
COM
854502101
643
6635
SH
SOLE
5646
0
989
SUNCOR ENERGY INC
COM
867224107
224
8400
SH
SOLE
0
0
8400
SYSCO CORP
COM
871829107
2444
62708
SH
SOLE
6875
0
55833
TARGET CORP
COM
87612E106
6011
76417
SH
SOLE
23265
0
53152
TEXAS INSTRUMENTS INC
COM
882508104
248
5000
SH
SOLE
3850
0
1150
THERMO FISHER SCIENTIFIC INC
COM
883556102
1399
11441
SH
SOLE
5200
0
6241
TIFFANY & CO NEW
COM
886547108
785
10170
SH
SOLE
0
0
10170
TRAVELERS COMPANIES INC
COM
89417E109
5952
59805
SH
SOLE
28641
0
31164
UNITED TECHNOLOGIES CORP
COM
913017109
1826
20523
SH
SOLE
4695
0
15828
UNITEDHEALTH GROUP INC
COM
91324P102
469
4043
SH
SOLE
0
0
4043
UNUM GROUP
COM
91529y106
378
11775
SH
SOLE
9150
0
2625
US BANCORP DEL NEW
COM
902973304
2525
61563
SH
SOLE
29075
0
32488
VALEANT PHARMACEUTICALS INTL
COM
91911K102
423
2374
SH
SOLE
0
0
2374
VERIZON COMMUNICATIONS
COM
92343V104
7952
182765
SH
SOLE
85374
0
97391
VISA INC COM CL A
COM
92826C839
2083
29900
SH
SOLE
10000
0
19900
VORNADO RLTY TR
COM
929042109
263
2912
SH
SOLE
1610
0
1302
WAL-MART STORES INC
COM
931142103
4262
65729
SH
SOLE
23425
0
42304
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2271
27325
SH
SOLE
12865
0
14460
WALT DISNEY CO
COM
254687106
7321
71637
SH
SOLE
25882
0
45755
WASHINGTON REAL EST INV TR SBI
COM
939653101
770
30894
SH
SOLE
7125
0
23769
WEC ENERGY GROUP INC
COM
92939U106
270
5175
SH
SOLE
0
0
5175
WELLS FARGO & CO NEW
COM
949746101
2174
42341
SH
SOLE
3650
0
38691
WELLTOWER INC
COM
95040Q104
3687
54440
SH
SOLE
11710
0
42730
XCEL ENERGY INC
COM
98389B100
534
15085
SH
SOLE
1000
0
14085
XYLEM INC
COM
98419M100
944
28725
SH
SOLE
16900
0
11825
YUM BRANDS INC
COM
988498101
245
3070
SH
SOLE
0
0
3070
ALIBABA GROUP HLDING -SP ADR
ADR
01609W102
580
9834
SH
SOLE
4629
0
5205
AXA-SPONS ADR
ADR
054536107
1277
52507
SH
SOLE
13037
0
39470
BHP BILLITON LTD SPONS
ADR
088606108
924
29213
SH
SOLE
1350
0
27863
BP PLC SPONS ADR
ADR
055622104
591
19323
SH
SOLE
0
0
19323
CANADIAN NATL RAILWAY CO
ADR
136375102
4779
84197
SH
SOLE
10000
0
74197
DIAGEO PLC NEW
ADR
25243Q205
306
2836
SH
SOLE
2800
0
36
KONINKLIJKE PHILIPS NV
ADR
500472303
250
10659
SH
SOLE
6950
0
3709
NESTLE SA-SPONS ADR
ADR
641069406
4255
56547
SH
SOLE
36750
0
19797
NOKIA CORP SPONSORED ADR
ADR
654902204
146
21600
SH
SOLE
18075
0
3525
NOVARTIS AG ADR
ADR
66987v109
3900
42430
SH
SOLE
18528
0
23902
ROYAL DUTCH SHELL ADR A
ADR
780259206
204
4297
SH
SOLE
425
0
3872
ROYAL DUTCH SHELL ADR B
ADR
780259107
773
16280
SH
SOLE
8791
0
7489
SANOFI
ADR
80105N105
252
5300
SH
SOLE
3200
0
2100
TELEFONICA SA ADR
ADR
879382208
300
24952
SH
SOLE
15126
0
9826
TEVA PHARMACEUTICAL INDS
ADR
881624209
463
8209
SH
SOLE
1150
0
7059
VODAFONE GROUP PLC
ADR
92857w308
1583
49877
SH
SOLE
14610
0
35267
KAYNE ANDERSON ENERGY COM
FD
48660P104
1136
86850
SH
SOLE
16310
0
70540
NEUBERGER BERMAN REAL ESTATE
FD
64190A103
75
16298
SH
SOLE
5532
0
10766
NUVEEN S&P 500 BUY-WRITE INC F
FD
6706er101
135
11126
SH
SOLE
0
0
11126
FORTESCUE METALS GROUPS LTD
FS
Q39360104
23
17900
SH
SOLE
17900
0
0
GRUPO MEXICO SAB DE CV-SER B
COM
00B032VC1
49
20426
SH
SOLE
0
0
20426
DEUTSCHE X-TRACKERS MSCI EUROP
ETF
233051853
302
12066
SH
SOLE
5000
0
7066
ISHARES CNX INDIA 50 INDEX
ETF
464289529
728
26099
SH
SOLE
0
0
26099
ISHARES CORE HIGH DIVIDEND
ETF
46429B663
255
3670
SH
SOLE
0
0
3670
ISHARES CORE S&P 500 INDEX
ETF
464287200
290
1505
SH
SOLE
0
0
1505
ISHARES CURRENCY HEDGED MSCI E
ETF
46434V639
258
10415
SH
SOLE
0
0
10415
ISHARES DJ US FINANCIAL SECTOR
ETF
464287788
237
2815
SH
SOLE
0
0
2815
ISHARES DJ US TECHNOLOGY SECTO
ETF
464287721
333
3372
SH
SOLE
0
0
3372
ISHARES DOW JONES SELECT DIVID
ETF
464287168
307
4225
SH
SOLE
0
0
4225
ISHARES FTSE CHINA 25 LARGE-CA
ETF
464287184
1260
35526
SH
SOLE
15641
0
19885
ISHARES MSCI AUSTRALIA INDEX
ETF
464286103
228
12715
SH
SOLE
0
0
12715
ISHARES MSCI EMERGING MARKETS
ETF
464287234
1388
42346
SH
SOLE
9582
0
32764
ISHARES MSCI HONG KONG INDEX
ETF
464286871
626
32765
SH
SOLE
0
0
32765
ISHARES RUSSELL 1000 GROWTH
ETF
464287614
452
4860
SH
SOLE
0
0
4860
ISHARES RUSSELL 2000 INDEX FUN
ETF
464287655
321
2940
SH
SOLE
200
0
2740
ISHARES RUSSELL MID-CAP INDEX
ETF
464287499
896
5757
SH
SOLE
0
0
5757
ISHARES S&P 100 INDEX
ETF
464287101
3148
37126
SH
SOLE
705
0
36421
ISHARES S&P PREF STK INDX FN
ETF
464288687
236
6110
SH
SOLE
0
0
6110
PROSHARES ULTRASHORT 20+ YEAR
ETF
74347B201
914
21080
SH
SOLE
150
0
20930
PROSHARES ULTRASHORT 7-10 YEAR
ETF
74347R313
1560
68460
SH
SOLE
350
0
68110
SCHWAB US LARGE-CAP ETR
ETF
808524201
394
8619
SH
SOLE
315
0
8304
SPDR GOLD TRUST
ETF
78463V107
1065
9967
SH
SOLE
4877
0
5090
SPDR S&P 500 INDEX
ETF
78462F103
868
4531
SH
SOLE
200
0
4331
VANGUARD DIVIDEND APPREC
ETF
921908844
382
5185
SH
SOLE
1385
0
3800
VANGUARD FTSE ALL WORLD EX-U
ETF
922042775
612
14365
SH
SOLE
2325
0
12040
VANGUARD INDEX FDS VALUE ETF
ETF
922908744
820
10683
SH
SOLE
297
0
10386
ENTERPRISE PRODS PARTNERS L P
LP
293792107
525
21088
SH
SOLE
2268
0
18820
ONEOK PARTNERS L.P
LP
68268N103
418
14273
SH
SOLE
4965
0
9308
THE BLACKSTONE GROUP LP
LP
09253U108
1421
44864
SH
SOLE
13525
0
31339
BUNGE LTD 4.875%
PFD
G16962204
2641
26910
SH
SOLE
150
0
26760
ARTIO INT'L EQUITY FUND II
FD
04315J837
159
16910
SH
SOLE
0
0
16910
DODGE & COX FDS INTL STK FD
FD
256206103
284
7675
SH
SOLE
0
0
7675
FIDELITY CONTRAFUND COM
FD
316071109
528
5429
SH
SOLE
0
0
5429
FIDELITY LOW PRICED STOCK FUND
FD
316345305
226
4764
SH
SOLE
0
0
4764
FIDELITY SECS FD BLUE CHIP GWT
FD
316389303
329
5104
SH
SOLE
1195
0
3909
FIDELITY SECS FD OTC PORTFOLIO
FD
316389105
337
4537
SH
SOLE
0
0
4537
FIDELITY SMALL CAP DISCOVERY F
FD
315912600
254
9404
SH
SOLE
0
0
9404
FIDELITY SPARAN EXTENDED MKT I
FD
315911883
270
5294
SH
SOLE
0
0
5294
FIDELITY STR DVD&INC FUND
FD
316145887
169
12530
SH
SOLE
0
0
12530
FIRST EAGLE GLOBAL FUND
FD
32008F507
505
10151
SH
SOLE
0
0
10151
HANCOCK HORIZON DIVERSIFIED IN
FD
41012R787
202
10794
SH
SOLE
0
0
10794
HARTFORD CAPITAL APPREC-I
FD
416649309
208
5897
SH
SOLE
0
0
5897
JPMORGAN TR I INTERM TF BD S
FD
4812a0441
204
18450
SH
SOLE
0
0
18450
LEUTHOLD CORE INVESTMENT FUND
FD
527289102
237
12862
SH
SOLE
1078
0
11784
NORTHERN INTERNATIONAL EQUITY
FD
665130209
140
13047
SH
SOLE
0
0
13047
PRUDENTIAL JENN EQTY OPPOR-Z
FD
74437E800
276
14458
SH
SOLE
0
0
14458
SCHWAB SMALL-CAP INDEX
FD
808509848
332
13330
SH
SOLE
6594
0
6735
TWEEDY BROWNE GLOBAL VALUE FUN
FD
901165100
346
13823
SH
SOLE
10538
0
3285
VANGUARD INDEX FDS 500INDEX AD
FD
922908710
259
1464
SH
SOLE
0
0
1464
VANGUARD STAR FUND STAR PORTFO
FD
921909107
1867
79157
SH
SOLE
3865
0
75292
WELLS FARGO ADVANTAGE TOT RET
FD
94975J631
151
11515
SH
SOLE
0
0
11515
BANK OF AMERICA CORP - EXP 1/1
WT
060505146
74
13000
SH
SOLE
0
0
13000
WELLS FARGO & CO - EXP 10/28/1
WT
949746119
361
19950
SH
SOLE
0
0
19950