Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0001628280-16-014110
Filing Date
2016-04-08
Accepted
2016-04-08 16:31:56
Documents
1

Document Format Files

Seq Description Document Type Size
1 40-APP fofexemptiveapplication620.htm 40-APP 158933
  Complete submission text file 0001628280-16-014110.txt   163113
Mailing Address GUGGENHEIM INVESTMENTS 805 KING FARM BOULEVARD, SUITE 600 ROCKVILLE MD 20850
Business Address GUGGENHEIM INVESTMENTS 805 KING FARM BOULEVARD, SUITE 600 ROCKVILLE MD 20850 301.296.5100
GUGGENHEIM FUNDS TRUST (Filer) CIK: 0000088525 (see all company filings)

EIN.: 000000000 | Fiscal Year End: 0930
Type: 40-APP | Act: 40 | File No.: 812-14638 | Film No.: 161563013

Mailing Address GUGGENHEIM INVESTMENTS 805 KING FARM BOULEVARD, SUITE 600 ROCKVILLE MD 20850
Business Address GUGGENHEIM INVESTMENTS 805 KING FARM BOULEVARD, SUITE 600 ROCKVILLE MD 20850 3012965100
Guggenheim Variable Funds Trust (Filer) CIK: 0000217087 (see all company filings)

EIN.: 480873454 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14638-04 | Film No.: 161563017

Mailing Address 330 MADISON AVENUE - 10TH FLOOR NEW YORK NY 10017
Business Address 330 MADISON AVENUE - 10TH FLOOR NEW YORK NY 10017 212-739-0700
SECURITY INVESTORS LLC (Filer) CIK: 0000791185 (see all company filings)

EIN.: 481183041 | State of Incorp.: KS | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14638-03 | Film No.: 161563016

Mailing Address 227 WEST MONROE STREET CHICAGO IL 60606
Business Address GUGGENHEIM FUNDS DISTRIBUTORS, LLC 227 WEST MONROE STREET CHICAGO IL 60606 312-827-0100
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (Filer) CIK: 0001167303 (see all company filings)

EIN.: 481175174 | State of Incorp.: KS
Type: 40-APP | Act: 40 | File No.: 812-14638-02 | Film No.: 161563015

Mailing Address 100 WILSHIRE BOULEVARD, 5TH FLOOR SANTA MONICA CA 90401
Business Address 100 WILSHIRE BOULEVARD, 5TH FLOOR SANTA MONICA CA 90401 310-576-1270
Guggenheim Partners Investment Management, LLC (Filer) CIK: 0001425852 (see all company filings)

EIN.: 383571298 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14638-01 | Film No.: 161563014