0000891804-15-000819.txt : 20151110 0000891804-15-000819.hdr.sgml : 20151110 20151109160104 ACCESSION NUMBER: 0000891804-15-000819 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151109 DATE AS OF CHANGE: 20151109 EFFECTIVENESS DATE: 20151109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY INVESTORS LLC CENTRAL INDEX KEY: 0000791185 IRS NUMBER: 481183041 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-01689 FILM NUMBER: 151215524 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE - 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-739-0700 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE - 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: 6TH AVENUE INVESTMENT MANAGEMENT CO LLC DATE OF NAME CHANGE: 20070709 FORMER COMPANY: FORMER CONFORMED NAME: SECURITY MANAGEMENT CO LLC /KS/ DATE OF NAME CHANGE: 19990329 FORMER COMPANY: FORMER CONFORMED NAME: SECURITY MANAGEMENT CO DATE OF NAME CHANGE: 19970224 13F-NT 1 primary_doc.xml 13F-NT LIVE false false false 0000791185 XXXXXXXX 09-30-2015 09-30-2015 false SECURITY INVESTORS LLC

330 Madison Avenue - 10th Floor New York NY 10017

13F NOTICE 028-01689 0001283072 028-12836 GUGGENHEIM CAPITAL LLC N Elisabeth Miller 212-739-0700 /s/ Elisabeth Miller Rockville MD 11-09-2015