EX-99.(Z)(2) 12 c23518bpexv99wxzyx2y.txt LIST OF OFFICERS AND DIRECTORS . . . EXHIBIT (z)(2) Brian E. Binder Managing Director and Chief Administrative Oakbrook Terrace, IL Officer Richard F. Brereton Managing Director New York, NY Kenneth Castiglia Chief Financial Officer and Treasurer New York, NY Stefanie Chang Yu Assistant Secretary; Vice President and Secretary of the Funds New York, NY Amy Doberman Managing Director and Secretary; Vice President of the Funds New York, NY Jerry Miller Managing Director, Chief Executive Officer New York, NY and President Elizabeth M. Brown Managing Director Houston, TX Gary R. DeMoss Managing Director Oakbrook Terrace, IL David Linton Managing Director Weston, CT Edward C. Wood, III Managing Director and Chief Operating Officer Oakbrook Terrace, IL Douglas Mangini Managing Director New York, NY Paul Martin Managing Director New York, NY Steven M. Massoni Managing Director Oakbrook Terrace, IL Mark R. McClure Managing Director Oakbrook Terrace, IL Carsten Otto Managing Director New York, NY Louis Palladino Managing Director New York, NY Walter E. Rein Managing Director and Chief Financial Officer Oakbrook Terrace, IL James J. Ryan Managing Director Oakbrook Terrace, IL Andrew J. Scherer Managing Director Oakbrook Terrace, IL Michael S. Spangler Managing Director New York, NY Timothy Sweeney Managing Director West Conshohocken, NJ Terry L. Swenson Managing Director Amery, WI Elizabeth Vale Managing Director West Conshohocken, NJ Robert S. West Managing Director Oakbrook Terrace, IL Laurence J. Althoff Executive Director Oakbrook Terrace, IL George Steven Amidon Executive Director Oakbrook Terrace, IL Matthew T. Baker Executive Director Oakbrook Terrace, IL Joseph C. Benedetti Executive Director New York, NY Patricia A. Bettlach Executive Director Chesterfield, MO Michael P. Boos Executive Director Oakbrook Terrace, IL Curtis W. Bradshaw Executive Director Oakbrook Terrace, IL John T. Browning Executive Director Oakbrook Terrace, IL Daniel Burton Executive Director New York, NY Juanita E. Buss Executive Director Kennesaw, GA Richard J. Charlino Executive Director Jersey City, NJ Brent Alan Cooper Executive Director Oakbrook Terrace, IL Joseph D'Auria Executive Director New York, NY Financial and Operations Principal Craig S. Falduto Executive Director Oakbrook Terrace, IL Gina Germane Executive Director and Chief Anti-Money New York, NY Laundering Officer Richard G. Golod Executive Director Jersey City, NJ Gregory Heffington Executive Director Ft. Collins, CO Richard Ralph Hoffman Executive Director Jersey City, NJ Michelle H. Huber Executive Director Oakbrook Terrace, IL Troy D. Huber Executive Director Oakbrook Terrace, IL Michael B. Hughes Executive Director Oakbrook Terrace, IL Greg S. Jenkins Executive Director Oakbrook Terrace, IL Louis Gregory Kafkes Executive Director Oakbrook Terrace, IL Robert Daniel Kendall Executive Director Oakbrook Terrace, IL Karen Leparulo Executive Director Oakbrook Terrace, IL Carl Mayfield Executive Director Lakewood, CO Margaret McDermott Executive Director West Conshohocken, PA Maura A. McGrath Executive Director Jersey City, NJ Lou Anne McInnis Executive Director New York, NY John T. Moser Executive Director Oakbrook Terrace, IL Lance O'Brien Murphy Executive Director Dallas, TX Robert F. Murphy Executive Director Oakbrook Terrace, IL Michael P. Pluemer Executive Director Oakbrook Terrace, IL Joseph Pollaro Executive Director Jersey City, NJ Thomas Quirk Executive Director New York, NY Thomas C. Rowley Executive Director Oakbrook Terrace, IL David T. Saylor Executive Director Oakbrook Terrace, IL Maura Scherer Executive Director Oakbrook Terrace, IL Robert H. Schumacher Executive Director Oakbrook Terrace, IL Richard Stefanec Executive Director Tarzana, CA James D. Stevens Executive Director North Andover, MA John Tierney Executive Director Oakbrook Terrace, IL Michael James Tobin Executive Director Oakbrook Terrace, IL Thomas Buckley Tyson Executive Director Oakbrook Terrace, IL Brett Van Bortel Executive Director Oakbrook Terrace, IL John M. Walsh Executive Director Oakbrook Terrace, IL Barbara Anne Marie Withers Executive Director Oakbrook Terrace, IL Patrick M. Zacchea Executive Director Oakbrook Terrace, IL
Leslie Ann Ashton Vice President Salt Lake City, UT Scott C. Bernstiel Vice President Freehold, NJ Carol S. Biegel Vice President Naperville, IL Christopher M. Bisaillon Vice President Chicago, IL Michael Winston Brown Vice President Colleyville, TX Loren Burket Vice President Plymouth, MN Thomas Brady Cannon Vice President West Conshohocken, PA Christina Carroll Vice President; Chief Compliance Officer New York, NY Lynn Chadderton Vice President Valrico, FL John Patrick Collins Vice President Oakbrook Terrace, IL Michael Colston Vice President Louisville, KY Jack Crain Vice President Oakbrook Terrace, IL Shannon Colleen Crowley Vice President Oakbrook Terrace, IL Michael A. Dearth Vice President Oakbrook Terrace, IL Paul DeMaio Vice President Oakbrook Terrace, IL Kenneth A. De Marco Vice President Oakbrook Terrace, IL Marc DeFilippo Vice President Oakbrook Terrace, IL Joanne Doldo Vice President; Assistant Secretary of the Funds New York, NY Paula Christie Doroff Vice President Oakbrook Terrace, IL Lisa Doyle Vice President; Houston, TX Compliance Officer Pat Flynn Dredze Vice President Oakbrook Terrace, IL Paula Duerr Vice President Oakbrook Terrace, IL Craig Alan Dumnich Vice President Perryville, MD Michael E. Eccleston Vice President Chicago, IL Michael G. Effron Vice President Oakbrook Terrace, IL Tara Farrelly Vice President New York, NY Christopher E. Fitzgerald Vice President Oakbrook Terrace, IL William J. Fow Vice President Redding, CT David Joseph Fredrick Vice President Newton, MA Charles Friday Vice President Gibsonia, PA Alice J. Gerstel Vice President New York, NY Evan Gordon Vice President; New York, NY Chief Compliance Officer Walter C. Gray Vice President Houston, TX John C. Haase, Jr. Vice President New York, NY Hunter Handley Vice President Oakbrook Terrace, IL William G. Harrigan Vice President Jersey City, NJ Brian Hartigan Vice President Oakbrook Terrace, IL Francis Martin Hawkins Vice President Oakbrook Terrace, IL Meredith R. Hayes Vice President Oakbrook Terrace, IL Michael D. Hibsch Vice President Nashville, TN Matthew T. Hilding Vice President Houston, TX Conner D. Hogan Vice President Oakbrook Terrace, IL Kevin P. Holleron Vice President Oakbrook Terrace, IL Eric J. Hyde Vice President Oakbrook Terrace, IL Lowell Jackson Vice President Roswell, GA Keraya S. Jefferson Vice President; Jersey City, NJ Compliance Officer Brian D. Jessen Vice President Oakbrook Terrace, IL Nancy Johannsen Vice President Oakbrook Terrace, IL Laurie L. Jones Vice President Houston, TX Michael E. Jones Vice President Oakbrook Terrace, IL Tara Jones Vice President Oakbrook Terrace, IL Daniel W. Krause Vice President Oakbrook Terrace, IL Lisa Therese Kueng Vice President Oakbrook Terrace, IL Gary W. Lackey Vice President Houston, TX Michael Langhoff Vice President Oakbrook Terrace, IL Albert K. Lazaro Vice President Oakbrook Terrace, IL Tony E. Leal Vice President Houston, TX
Michelle Lea Lewis Vice President Oakbrook Terrace, IL Mark Stephen Lie Vice President Oakbrook Terrace, IL Holly Lieberman Vice President Oakbrook Terrace, IL Tim O'Neal Lorah Vice President New York, NY Richard M. Lundgren Vice President River Forest, IL Douglas M. Macomber Vice President Elmhurst, IL Michael J. Magee Vice President Oakbrook Terrace, IL Christa Mangiello Vice President Oakbrook Terrace, IL Anthony S. Manzanares Vice President Oakbrook Terrace, IL Eric J. Marmoll Vice President Oakbrook Terrace, IL Brian Maute Vice President Oakbrook Terrace, IL Anne Therese McGrath Vice President San Francisco, CA Peter George Mislios Vice President Oakbrook Terrace, IL Elisa R. Mitchell Vice President; Oakbrook Terrace, IL Assistant Secretary of the Funds Sterling Tyler Moore Vice President San Francisco, CA Kristan N. Mulley Vice President Oakbrook Terrace, IL Grant R. Myers Vice President Houston, TX Richard A. Myers Vice President Oakbrook Terrace, IL Elizabeth A. Nelson Vice President; Oakbrook Terrace, IL Assistant Secretary of the Funds Ryne Atsushi Nishimi Vice President Coto de Caza, CA Brian O'Connell Vice President Oakbrook Terrace, IL James A. O'Brien Vice President Oakbrook Terrace, IL Jason Eric Ogden Vice President Oakbrook Terrace, IL Timothy Jay Ott Vice President Highland, VA Jeffrey M. Pegorsch Vice President Oakbrook Terrace, IL Paul R. Peterson Vice President Oakbrook Terrace, IL Megan Piscitello Vice President Oakbrook Terrace, IL Richard J. Poli Vice President Downingtown, PA Jennifer Lynn Pucci Vice President Oakbrook Terrace, IL John M. Radzinski Vice President Oakbrook Terrace, IL Michael W. Rohr Vice President Naperville, IL Jason F. Ruimerman Vice President Salem, MA Thomas J. Sauerborn Vice President Jersey City, NJ Tonya Hammet Sax Vice President Oakbrook Terrace, IL Lisa Schultz Vice President Oakbrook Terrace, IL Ronald J. Schuster Vice President Orlando, FL Laurel Shipes Vice President Duluth, GA Frank Skubic Vice President San Francisco, CA Heather Smith Vice President Richmond, VA Christopher J. Staniforth Vice President Leawood, KS Timothy Paul Sweeney Vice President Oakbrook Terrace, IL Brian S. Terwilliger Vice President Oakbrook Terrace, IL Jeffrey M. Thomas Vice President Oakbrook Terrace, IL Joseph L. Thomas Vice President San Diego, CA Angela Thomley Vice President Oakbrook Terrace, IL Eric B. Towell Vice President Oakbrook Terrace, IL Hugh C. Triplett Vice President Thousand Oaks, CA Thomas Buckley Tyson Vice President Oakbrook Terrace, IL Jeannette L. Underwood Vice President Oakbrook Terrace, IL Christopher Walsh Vice President Oakbrook Terrace, IL Randy L. Watts Vice President Oakbrook Terrace, IL Harold Whitworth, III Vice President Liberty Township, OH Perri P. Williams Vice President Houston, TX Ronald Wayne Wilson Vice President Oakbrook Terrace, IL Judy W. Wooley Vice President Houston, TX John Wyckoff Vice President Santa Monica, CA
David M. Wynn Vice President Chandler, AZ Kenneth Paul Zaugh Vice President Oakbrook Terrace, IL William Edward Zorovich Vice President Oakbrook Terrace, IL Mary Mullin Assistant Secretary; Assistant Secretary of the Funds New York, NY Leticia George Officer Houston, TX Jerry Miller Director New York, NY Edward C. Wood, III Director Oakbrook Terrace, IL