0001437749-15-014731.txt : 20150804 0001437749-15-014731.hdr.sgml : 20150804 20150804191827 ACCESSION NUMBER: 0001437749-15-014731 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150803 FILED AS OF DATE: 20150804 DATE AS OF CHANGE: 20150804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA DESIGNS INC CENTRAL INDEX KEY: 0000790715 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942848099 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4082629003 MAIL ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAN THINH Q CENTRAL INDEX KEY: 0000903902 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 151027042 MAIL ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 4 1 rdgdoc.xml FORM 4 X0306 4 2015-08-03 0000790715 SIGMA DESIGNS INC SIGM 0000903902 TRAN THINH Q C/O SIGMA DESIGNS, INC. 47467 FREMONT BLVD FREMONT CA 94538 1 1 President & CEO Common Stock 2015-08-03 4 S 0 50000 10.05 D 980725 I Family Trust Common Stock 80000 D Shares sold by Thinh Q. Tran & Hanh Nguyen TTEE Thinh Q. Tran Family Trust (the "Trust"). The reported sales were made pursaunt to a Rule 10b5-1 trading plan. The price represents the weighted average sales price for multiple transactions reported on this line. The price of the transactions reported on this line range between $9.80 to $10.46 per share. Upon request by Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price within the range. /s/ Elias Nader, as Attorney-in-Fact 2015-08-04