0001437749-13-012674.txt : 20131002 0001437749-13-012674.hdr.sgml : 20131002 20131002182114 ACCESSION NUMBER: 0001437749-13-012674 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131002 DATE AS OF CHANGE: 20131002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA DESIGNS INC CENTRAL INDEX KEY: 0000790715 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942848099 STATE OF INCORPORATION: CA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4082629003 MAIL ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singer Eric CENTRAL INDEX KEY: 0001443284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 131131637 MAIL ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rdgdoc.xml PRIMARY DOCUMENT X0306 4 2013-09-30 0000790715 SIGMA DESIGNS INC SIGM 0001443284 Singer Eric C/O SIGMA DESIGNS, INC. 1778 MCCARTHY BLVD. MILPITAS CA 95035 1 Common Stock 2013-09-30 4 S 0 34513 5.64 D 875468 I By Potomac Capital Management III, L.L.C. Common Stock 2013-10-01 4 S 0 67559 5.70 D 807909 I By Potomac Capital Management III, L.L.C. This price represents the weighted average sales price for mutiple transactions reported on this line. The price of the transactions reported on this line range between $5.59 to $5.71 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each seperate price within the range. This price represents the weighted average sales price for mutiple transactions reported on this line. The price of the transactions reported on this line range between $5.60 to $5.75 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each seperate price within the range. Represents shares held directly or indirectly by Potomac Capital Management III, L.L.C. and certain of its affiliates ("Potomac Capital III"). Mr. Singer, by virtue of his position as managing member of Potomac Capital III, may be deemed to beneficially own the shares beneficially owned by Potmoca Capital III for purposes of Section 16. Mr. Singer disclaims beneficial onwership of such shares except to the extent of his pecuniary interest therein. /s/ Elias Nader, as attorney-in-fact for Eric Singer 2013-10-02