0001437749-13-011856.txt : 20130910 0001437749-13-011856.hdr.sgml : 20130910 20130910200932 ACCESSION NUMBER: 0001437749-13-011856 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130906 FILED AS OF DATE: 20130910 DATE AS OF CHANGE: 20130910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA DESIGNS INC CENTRAL INDEX KEY: 0000790715 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942848099 STATE OF INCORPORATION: CA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4082629003 MAIL ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singer Eric CENTRAL INDEX KEY: 0001443284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 131089289 MAIL ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rdgdoc.xml PRIMARY DOCUMENT X0306 4 2013-09-06 0000790715 SIGMA DESIGNS INC SIGM 0001443284 Singer Eric C/O SIGMA DESIGNS, INC. 1778 MCCARTHY BLVD. MILPITAS CA 95035 1 Common Stock 2013-09-10 4 S 0 7809 5.69 D 74902 D Common Stock 2013-09-06 4 S 0 79087 5.83 D 1839630 I By Potomac Capital Management III, L.L.C. Common Stock 2013-09-09 4 S 0 184020 5.81 D 1655610 I By Potomac Capital Management III, L.L.C. Common Stock 2013-09-10 4 S 0 192440 5.81 D 1463170 I By Potomac Capital Management III, L.L.C. This price represents the weighted average sales price for mutiple transactions reported on this line. The price of the transactions reported on this line range between $5.69 to $5.73 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each seperate price within the range. This price represents the weighted average sales price for mutiple transactions reported on this line. The price of the transactions reported on this line range between $5.72 to $5.93 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each seperate price within the range. This price represents the weighted average sales price for mutiple transactions reported on this line. The price of the transactions reported on this line range between $5.70 to $6.12 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each seperate price within the range. This price represents the weighted average sales price for mutiple transactions reported on this line. The price of the transactions reported on this line range between $5.66 to $5.96 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each seperate price within the range. Represents shares held directly or indirectly by Potomac Capital Management III, L.L.C. and certain of its affiliates ("Potomac Capital III"). Mr. Singer, by virtue of his position as managing member of Potomac Capital III, may be deemed to beneficially own the shares beneficially owned by Potmoca Capital III for purposes of Section 16. Mr. Singer disclaims beneficial onwership of such shares except to the extent of his pecuniary interest therein. /s/ Elias Nader as attorney-in-fact for Eric Singer 2013-09-10 EX-24 2 ex24.htm POWER OF ATTORNEY ex24.htm

 Exhibit 24

 

 

 

Power of Attorney

 

     Know all by these presents that the undersigned hereby constitutes and appoints each of Thinh Tran and Elias Nader, signing singly, the undersigned's true and lawful attorney-in-fact to:

 

(1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Sigma Designs, Inc., a Delaware corporation (the “Company”), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;

 

(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

 

(3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 10th day of September, 2013.

 

     
       
        
  /s/ Eric Singer  
    Eric Singer