0001140361-17-035915.txt : 20170919 0001140361-17-035915.hdr.sgml : 20170919 20170919162349 ACCESSION NUMBER: 0001140361-17-035915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170915 FILED AS OF DATE: 20170919 DATE AS OF CHANGE: 20170919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOROS ROBERT CENTRAL INDEX KEY: 0001387524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 171092240 MAIL ADDRESS: STREET 1: C/O SOROS FUND MANAGEMENT LLC STREET 2: 250 WEST 55TH STREET, FLOOR 38 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: Soros Robert DATE OF NAME CHANGE: 20070123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 171092242 BUSINESS ADDRESS: STREET 1: 250 WEST 55TH STREET, FLOOR 27 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 872-1054 MAIL ADDRESS: STREET 1: 250 WEST 55TH STREET, FLOOR 27 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOROS GEORGE CENTRAL INDEX KEY: 0000900203 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 171092241 MAIL ADDRESS: STREET 1: C/O SOROS FUND MANAGEMENT LLC STREET 2: 250 WEST 55TH STREET, FLOOR 38 CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA DESIGNS INC CENTRAL INDEX KEY: 0000790715 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942848099 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4082629003 MAIL ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc1.xml FORM 4 X0306 4 2017-09-15 0 0000790715 SIGMA DESIGNS INC SIGM 0001029160 SOROS FUND MANAGEMENT LLC 250 WEST 55TH STREET, 38TH FLOOR NEW YORK NY 10019 0 0 1 0 0000900203 SOROS GEORGE 250 WEST 55TH STREET 38TH FLOOR NEW YORK NY 10019 0 0 1 0 0001387524 SOROS ROBERT 250 WEST 55TH STREET, 38TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock, no par value per share 2017-09-15 4 P 0 32123 5.8189 A 5118789 I See footnote These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.80 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.. The filing of this statement shall not be deemed an admission that any of the Reporting Persons are the beneficial owner of any securities not held directly for its account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. /s/ Thomas O'Grady, as Assistant General Counsel 2017-09-19 /s/ Thomas O'Grady, as Attorney-in-Fact for George Soros 2017-09-19 /s/ Thomas O'Grady, as Attorney-in-Fact for Robert Soros 2017-09-19 EX-99 2 jfasignedrogrady-sigma.htm

JOINT FILING INFORMATION

Reporting Person:	SOROS FUND MANAGEMENT LLC
Address:	250 WEST 55TH STREET
	38TH FLOOR
	NEW YORK, NY 10019

Designated Filer:	SOROS FUND MANAGEMENT LLC
Issuer and Symbol:	SIGMA DESIGNS, INC. [SIGM]
Date of Event Requiring Statement:	9/15/2017

Signature:	/s/ Thomas O’Grady Thomas O’Grady, as Assistant General Counsel

Reporting Person:	GEORGE SOROS
Address:	250 WEST 55TH STREET
	38TH FLOOR
	NEW YORK, NY 10019

Designated Filer:	SOROS FUND MANAGEMENT LLC
Issuer and Symbol:	SIGMA DESIGNS, INC. [SIGM]
Date of Event Requiring Statement:	9/15/2017

Signature:	/s/ Thomas O’Grady Thomas O’Grady, as Attorney-in-Fact

Reporting Person:	ROBERT SOROS
Address:	250 WEST 55TH STREET
	38TH FLOOR
	NEW YORK, NY 10019

Designated Filer:	SOROS FUND MANAGEMENT LLC
Issuer and Symbol:	SIGMA DESIGNS, INC. [SIGM]
Date of Event Requiring Statement:	9/15/2017

Signature:	/s/ Thomas O’Grady Thomas O’Grady, as Attorney-in-Fact