0001611953-16-000129.txt : 20160923 0001611953-16-000129.hdr.sgml : 20160923 20160923135938 ACCESSION NUMBER: 0001611953-16-000129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160922 FILED AS OF DATE: 20160923 DATE AS OF CHANGE: 20160923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIETRICH MARTIN A CENTRAL INDEX KEY: 0001204704 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 161899437 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-09-22 0 0000790359 NBT BANCORP INC NBTB 0001204704 DIETRICH MARTIN A 52 SOUTH BROAD STREET NORWICH NY 13815 1 1 0 0 President & CEO NBT Bancorp NBT Bancorp Inc. Common Stock 2016-09-22 4 M 0 25000.0 25.38 A 191345.045 D NBT Bancorp Inc. Common Stock 2016-09-22 4 S 0 25000.0 32.6655 D 166345.045 D NBT Bancorp Inc. Common Stock 19280.595 I 401k NBT Bancorp Inc. Common Stock 340 I Custodian for Minor NBT Bancorp Inc. Common Stock 10731.723 I NBT Bancorp ESOP Non-Qualified Stock Option (right to buy) 25.38 2016-09-22 4 M 0 25000.0 32.6655 D 2010-01-15 2019-01-15 NBT Bancorp Inc. Common Stock 25000 0 D Non-Qualified Stock Option (right to buy) 25.15 2016-10-29 2024-10-29 NBT Bancorp Inc. Common Stock 20575 20575 D Non-Qualified Stock Option (right to buy) 25.36 2016-10-29 2024-10-29 NBT Bancorp Inc. Common Stock 1166 1166 D Non-Qualified Stock Option (right to buy) 26.67 2017-09-14 2025-09-14 NBT Bancorp Inc. Common Stock 13641 13641 D Non-Qualified Stock Option (right to buy) 28.01 2018-05-12 2026-05-12 NBT Bancorp Inc. Common Stock 26743 26743 D Non-Qualified Stock Option (right to buy) 29.97 2018-07-27 2026-07-27 NBT Bancorp Inc. Common Stock 20515 20515 D Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant. By: F. Sheldon Prentice, Power of Attorney For: Martin A. Dietrich 2016-09-23