-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IArWZqOQI6TQi4RL3LnySFl5XK10T8vzJB+oaQfu9euA8AD3r0XI/sfEuM/8GgWG /K2u/Q17JcpV239iLLK6uA== 0000790359-96-000028.txt : 19960710 0000790359-96-000028.hdr.sgml : 19960710 ACCESSION NUMBER: 0000790359-96-000028 CONFORMED SUBMISSION TYPE: 10-K405/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19951231 FILED AS OF DATE: 19960709 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K405/A SEC ACT: SEC FILE NUMBER: 000-14703 FILM NUMBER: 96592172 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073376000 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 10-K405/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A-1 - --------------------------------------------------------------------------- This Amendment No.1 to NBT BANCORP INC. Form 10-K filed with the Commission March 25, 1996 corrects certain amounts in the Financial Data Schedule, Exhibit 27. - --------------------------------------------------------------------------- (Mark One) X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (FEE REQUIRED) For the fiscal year ended December 31, 1995. OR ___ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (NO FEE REQUIRED) For the transition period from _______ to _______ . Commission file number 0-14703 NBT BANCORP INC. (Exact name of registrant as specified in its charter) Delaware 16-1268674 (State of Incorporation)(I.R.S.Employer Identification No.) 52 South Broad Street Norwich, New York 13815 (Address of principal executive offices)(Zip Code) Registrant's Telephone Number, Including Area Code: 607-337-6000 Securities Registered Pursuant to Section 12(b) of the Act: None Securities Registered Pursuant to Section 12(g) of the Act: Common Stock, No Par, $1.00 Stated Value Preferred Stock, No Par, $1.00 Stated Value (Title of Class) Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of the Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this FORM 10-K or any amendment to this FORM 10-K. _X_. There are no delinquent filers to the Registrant's knowledge. Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter periods that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes _X_ No ___ As of February 29, 1996, there were 8,442,314 shares outstanding, including 178,447 shares held in the treasury, of the Registrant's common stock, No Par, Stated Value $1.00; of which 8,014,474 common shares having a market value of $128,231,584 were held by nonaffiliates of the Registrant. There were no shares of the Registrant's preferred stock, No Par, Stated Value $1.00, outstanding at that date. Documents Incorporated by Reference: - Portions of the NBT BANCORP INC. 1995 Annual Report are incorporated by reference into Parts I and II of this FORM 10-K as detailed therein. - Portions of the Proxy Statement of NBT BANCORP INC. dated March 18, 1996 for the Annual Meeting of Stockholders to be held on April 20, 1996 are incorporated by reference into Part III of this FORM 10-K as detailed therein. -1- This Amendment No.1 to NBT BANCORP INC. Form 10-K filed with the Commission on March 25, 1996 corrects the amounts for the following items appearing in the Finanical Data Schedule, Exhibit 27. , [INTEREST-INVEST], [INTEREST-OTHER] and [CASH] for the periods year ended December 31, 1994, three months ended March 31, 1995, six months ended June 30, 1995, nine months ended September 30, 1995 and year ended December 31, 1995. [INTEREST-EXPENSE], [YIELD-ACTUAL] and [INVESTMENTS-HELD-FOR-SALE] for the year ended December 31, 1994, three months ended March 31, 1995, six months ended June 30, 1995 and nine months ended September 30, 1995. [EPS-PRIMARY] and [EPS-DILUTED] for the year ended December 31, 1994, three months ended March 31, 1995, six months ended June 30, 1995 and nine months ended September 30, 1995 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this amendment report on FORM 10-K/A-1 to be signed on its behalf by the undersigned, thereunto duly authorized, this third day of July, 1996. NBT BANCORP INC. (Registrant) By: /s/ Joe C. Minor ---------------- Joe C. Minor, Vice President Chief Financial Officer and Treasurer EX-27 2 AMENDED ARTICLE 9 FOR YE 94,95, AND 95 INTERIM PERIODS.
9 THIS AMENDED SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM NBT BANCORP INC.'S FINANCIAL STATEMENTS FILED WITH THE COMMISSION AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS. 1,000 YEAR 3-MOS 6-MOS 9-MOS YEAR DEC-31-1994 DEC-31-1995 DEC-31-1995 DEC-31-1995 DEC-31-1995 DEC-31-1994 MAR-31-1995 JUN-30-1995 SEP-30-1995 DEC-31-1995 42,787 61,453 45,024 37,877 43,760 623 595 507 677 619 0 0 0 0 0 0 0 0 0 0 108,477 102,278 130,621 126,557 393,536 272,466 268,974 259,825 269,889 40,331 261,913 264,184 260,993 271,161 40,306 574,718 563,333 572,258 586,414 588,385 9,026 9,038 9,280 9,354 9,120 1,044,557 1,036,400 1,044,722 1,058,552 1,106,266 791,443 879,021 830,246 864,304 873,032 140,587 43,179 103,225 82,442 115,945 5,486 5,036 5,669 5,751 6,233 8,734 8,734 3,730 3,014 3,012 0 0 0 0 0 0 0 0 0 0 8,050 8,050 8,050 8,050 8,442 90,257 92,380 93,802 94,991 99,602 1,044,557 1,036,400 1,044,722 1,058,552 1,106,266 49,486 12,367 25,766 39,682 53,602 20,842 5,544 11,229 17,274 23,652 110 31 90 112 146 70,438 17,942 37,085 57,068 77,400 21,483 6,611 13,828 21,342 29,683 25,742 7,981 16,547 25,489 34,840 44,696 9,961 20,538 31,579 42,560 3,071 330 838 1,178 1,553 555 0 11 93 145 38,674 8,413 16,648 24,763 33,024 9,990 2,985 6,573 10,945 15,085 6,508 1,907 4,128 6,765 9,329 0 0 0 0 0 0 0 0 0 0 6,508 1,907 4,128 6,765 9,329 0.76 0.22 0.48 0.80 1.11 0.76 0.22 0.48 0.80 1.11 4.81 4.30 4.40 4.45 4.43 4,639 4,495 4,402 4,142 4,817 871 839 1,170 1,619 1,332 0 0 0 145 142 26,329 26,823 24,202 26,581 27,628 8,652 9,026 9,026 9,026 9,026 3,722 524 979 1,444 2,261 1,025 206 395 594 802 9,026 9,038 9,280 9,354 9,120 7,894 7,625 7,166 6,953 6,710 0 0 0 0 0 1,132 1,413 2,114 2,401 2,410
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