0000790051-20-000103.txt : 20200507 0000790051-20-000103.hdr.sgml : 20200507 20200507185909 ACCESSION NUMBER: 0000790051-20-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200506 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS DAVID A CENTRAL INDEX KEY: 0001198752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09278 FILM NUMBER: 20858171 MAIL ADDRESS: STREET 1: 3013 KINGS MANOR DRIVE CITY: WEDDINGTON STATE: NC ZIP: 21104-6868 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARLISLE COMPANIES INC CENTRAL INDEX KEY: 0000790051 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 311168055 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16430 N. SCOTTSDALE RD. STREET 2: SUITE 400 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-781-5000 MAIL ADDRESS: STREET 1: 16430 N. SCOTTSDALE RD. STREET 2: SUITE 400 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 wf-form4_158889233205479.xml FORM 4 X0306 4 2020-05-06 1 0000790051 CARLISLE COMPANIES INC CSL 0001198752 ROBERTS DAVID A C/O CARLISLE COMPANIES INCORPORATED 16430 N. SCOTTSDALE ROAD, SUITE 400 SCOTTSDALE AZ 85254 1 0 0 0 Common Stock 35195 D Common Stock 167258 I See Footnote 1 Common Stock 2020-05-06 4 M 0 7856 A 43051 D Restricted Stock Units 2020-05-06 4 C 0 7856 111.98 D Common Stock 7856.0 0 D On April 16, 2020, 40,000 shares were transferred to four separate Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee of two trusts and of which the reporting person's spouse is trustee of two trusts. Consists of (i) 81,534 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, inclusive of the shares referenced in Footnote 1, (ii) 50,598 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person's spouse is trustee, inclusive of the shares referenced in Footnote 1, (iii) 10,594 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and (iv) 24,532 shares held in a private foundation created by the reporting person. On May 6, 2020, the reporting person notified the issuer of his retirement from the Board of Directors of the issuer, effective immediately, in accordance with the issuer's mandatory age 72 retirement policy set forth in the issuer's Statement of Corporate Governance Guidelines and Principles. Not applicable. Each restricted stock unit represents a right to receive one share of the issuer's common stock. Includes 26 units acquired through a dividend reinvestment plan during the year. The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer. /s/ David A. Roberts by Ronald P. Fuss, attorney-in-fact 2020-05-07