0000790051-20-000103.txt : 20200507
0000790051-20-000103.hdr.sgml : 20200507
20200507185909
ACCESSION NUMBER: 0000790051-20-000103
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200506
FILED AS OF DATE: 20200507
DATE AS OF CHANGE: 20200507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBERTS DAVID A
CENTRAL INDEX KEY: 0001198752
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09278
FILM NUMBER: 20858171
MAIL ADDRESS:
STREET 1: 3013 KINGS MANOR DRIVE
CITY: WEDDINGTON
STATE: NC
ZIP: 21104-6868
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARLISLE COMPANIES INC
CENTRAL INDEX KEY: 0000790051
STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060]
IRS NUMBER: 311168055
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16430 N. SCOTTSDALE RD.
STREET 2: SUITE 400
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 480-781-5000
MAIL ADDRESS:
STREET 1: 16430 N. SCOTTSDALE RD.
STREET 2: SUITE 400
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
4
1
wf-form4_158889233205479.xml
FORM 4
X0306
4
2020-05-06
1
0000790051
CARLISLE COMPANIES INC
CSL
0001198752
ROBERTS DAVID A
C/O CARLISLE COMPANIES INCORPORATED
16430 N. SCOTTSDALE ROAD, SUITE 400
SCOTTSDALE
AZ
85254
1
0
0
0
Common Stock
35195
D
Common Stock
167258
I
See Footnote 1
Common Stock
2020-05-06
4
M
0
7856
A
43051
D
Restricted Stock Units
2020-05-06
4
C
0
7856
111.98
D
Common Stock
7856.0
0
D
On April 16, 2020, 40,000 shares were transferred to four separate Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee of two trusts and of which the reporting person's spouse is trustee of two trusts.
Consists of (i) 81,534 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, inclusive of the shares referenced in Footnote 1, (ii) 50,598 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person's spouse is trustee, inclusive of the shares referenced in Footnote 1, (iii) 10,594 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and (iv) 24,532 shares held in a private foundation created by the reporting person.
On May 6, 2020, the reporting person notified the issuer of his retirement from the Board of Directors of the issuer, effective immediately, in accordance with the issuer's mandatory age 72 retirement policy set forth in the issuer's Statement of Corporate Governance Guidelines and Principles.
Not applicable.
Each restricted stock unit represents a right to receive one share of the issuer's common stock.
Includes 26 units acquired through a dividend reinvestment plan during the year.
The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.
/s/ David A. Roberts by Ronald P. Fuss, attorney-in-fact
2020-05-07