0000790051-18-000142.txt : 20180914 0000790051-18-000142.hdr.sgml : 20180914 20180914135517 ACCESSION NUMBER: 0000790051-18-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180913 FILED AS OF DATE: 20180914 DATE AS OF CHANGE: 20180914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS DAVID A CENTRAL INDEX KEY: 0001198752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09278 FILM NUMBER: 181070780 MAIL ADDRESS: STREET 1: 3013 KINGS MANOR DRIVE CITY: WEDDINGTON STATE: NC ZIP: 21104-6868 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARLISLE COMPANIES INC CENTRAL INDEX KEY: 0000790051 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 311168055 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16430 N. SCOTTSDALE RD. STREET 2: SUITE 400 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-781-5000 MAIL ADDRESS: STREET 1: 16430 N. SCOTTSDALE RD. STREET 2: SUITE 400 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 wf-form4_153694769840086.xml FORM 4 X0306 4 2018-09-13 0 0000790051 CARLISLE COMPANIES INC CSL 0001198752 ROBERTS DAVID A C/O CARLISLE COMPANIES INCORPORATED 16430 N. SCOTTSDALE ROAD, SUITE 400 SCOTTSDALE AZ 85254 1 0 0 0 Common Stock 2018-09-13 4 M 0 36533 18.57 A 131565 D Common Stock 2018-09-13 4 S 0 36533 127.52 D 95032 D Common Stock 147075 I See footnote 3 Employee Stock Option (Right to Buy) 18.57 2018-09-13 4 M 0 36533 A 2019-02-03 Common Stock 36533.0 0 D See Footnote 3. Excludes 57,142 shares transferred to two Grantor Retained Annuity Trusts created on February 26, 2018 for the benefit of the reporting person's children of which the reporting person is trustee and includes (i) 14,107 shares transferred from three separate Grantor Retained Annuity Trusts upon distribution from these trusts of which the reporting person is trustee and (ii) 4,206 shares transferred from a Grantor Retained Annuity Trust upon distribution from this trust of which the reporting person's spouse is trustee. This transaction was executed in multiple trades at prices ranging from $127.28 to $127.86. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Consists of (i) 111,138 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, of which 57,142 shares were reclassified as indirect ownership upon the creation of two separate Grantor Retained Annuity Trusts on February 26, 2018 for the benefit of the reporting person's children of which the reporting person is trustee, and of which 14,107 shares were reclassified as direct ownership upon distribution from three separate Grantor Retained Annuity Trusts, (ii) 24,177 shares held in a Grantor Retained Annuity Trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, of which 4,206 shares were reclassified as direct ownership upon distribution from this Grantor Retained Annuity Trust, and (iii) 11,760 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee. The option vested in three equal annual installments beginning on February 4, 2010. The transaction is the exercise of a derivative security. /s/ David A. Roberts by Michael L. Roberson, attorney-in-fact 2018-09-14