0000790051-18-000024.txt : 20180110 0000790051-18-000024.hdr.sgml : 20180110 20180110151658 ACCESSION NUMBER: 0000790051-18-000024 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171230 FILED AS OF DATE: 20180110 DATE AS OF CHANGE: 20180110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS DAVID A CENTRAL INDEX KEY: 0001198752 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09278 FILM NUMBER: 18521386 MAIL ADDRESS: STREET 1: 3013 KINGS MANOR DRIVE CITY: WEDDINGTON STATE: NC ZIP: 21104-6868 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARLISLE COMPANIES INC CENTRAL INDEX KEY: 0000790051 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 311168055 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16430 N. SCOTTSDALE RD. STREET 2: SUITE 400 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-781-5000 MAIL ADDRESS: STREET 1: 16430 N. SCOTTSDALE RD. STREET 2: SUITE 400 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4/A 1 wf-form4a_151561540443818.xml FORM 4/A X0306 4/A 2017-12-30 2018-01-03 0 0000790051 CARLISLE COMPANIES INC CSL 0001198752 ROBERTS DAVID A C/O CARLISLE COMPANIES INCORPORATED 16430 N. SCOTTSDALE ROAD, SUITE 400 SCOTTSDALE AZ 85254 1 0 0 0 Common Stock 133793 D Common Stock 108246 I See Footnote (3) On January 3, 2018, the reporting person filed a Form 4 for transactions occurring on December 31, 2017 that reported (i) the grant of 18,056 performance shares and (ii) the withholding of 17,832 shares to satisfy the reporting person's tax obligation (the "12/31 Filing"). On January 3, 2018, the reporting person filed another Form 4 for a transaction occurring on December 30, 2017 that reported the withholding of 11,201 shares to satisfy the reporting person's tax obligation unrelated to the transactions in the 12/31 Filing (the "12/30 Filing"). On January 5, 2018, the reporting person mistakenly filed a Form 4/A that re-reported the transactions already reported on the 12/31 Filing as well as included the transaction reported on the 12/30 Filing. The purpose of this filing is to clarify that the transactions reported on the Form 4/A were duplicative of, and not in addition to, the transactions reported on the 12/31 Filing and the 12/30 Filing. As of December 31, 2017, the reporting person owned 133,793 shares of the issuer's common stock directly and 108,246 shares of the issuer's common stock indirectly. Consists of (i) 68,103 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, (ii) 28,383 shares held in a Grantor Retained Annuity Trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and (iii) 11,760 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee. /s/ David A. Roberts by Michael L. Roberson, attorney-in-fact 2018-01-10