0000790051-18-000024.txt : 20180110
0000790051-18-000024.hdr.sgml : 20180110
20180110151658
ACCESSION NUMBER: 0000790051-18-000024
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171230
FILED AS OF DATE: 20180110
DATE AS OF CHANGE: 20180110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBERTS DAVID A
CENTRAL INDEX KEY: 0001198752
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09278
FILM NUMBER: 18521386
MAIL ADDRESS:
STREET 1: 3013 KINGS MANOR DRIVE
CITY: WEDDINGTON
STATE: NC
ZIP: 21104-6868
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARLISLE COMPANIES INC
CENTRAL INDEX KEY: 0000790051
STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060]
IRS NUMBER: 311168055
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16430 N. SCOTTSDALE RD.
STREET 2: SUITE 400
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 480-781-5000
MAIL ADDRESS:
STREET 1: 16430 N. SCOTTSDALE RD.
STREET 2: SUITE 400
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
4/A
1
wf-form4a_151561540443818.xml
FORM 4/A
X0306
4/A
2017-12-30
2018-01-03
0
0000790051
CARLISLE COMPANIES INC
CSL
0001198752
ROBERTS DAVID A
C/O CARLISLE COMPANIES INCORPORATED
16430 N. SCOTTSDALE ROAD, SUITE 400
SCOTTSDALE
AZ
85254
1
0
0
0
Common Stock
133793
D
Common Stock
108246
I
See Footnote (3)
On January 3, 2018, the reporting person filed a Form 4 for transactions occurring on December 31, 2017 that reported (i) the grant of 18,056 performance shares and (ii) the withholding of 17,832 shares to satisfy the reporting person's tax obligation (the "12/31 Filing"). On January 3, 2018, the reporting person filed another Form 4 for a transaction occurring on December 30, 2017 that reported the withholding of 11,201 shares to satisfy the reporting person's tax obligation unrelated to the transactions in the 12/31 Filing (the "12/30 Filing"). On January 5, 2018, the reporting person mistakenly filed a Form 4/A that re-reported the transactions already reported on the 12/31 Filing as well as included the transaction reported on the 12/30 Filing.
The purpose of this filing is to clarify that the transactions reported on the Form 4/A were duplicative of, and not in addition to, the transactions reported on the 12/31 Filing and the 12/30 Filing. As of December 31, 2017, the reporting person owned 133,793 shares of the issuer's common stock directly and 108,246 shares of the issuer's common stock indirectly.
Consists of (i) 68,103 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, (ii) 28,383 shares held in a Grantor Retained Annuity Trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and (iii) 11,760 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee.
/s/ David A. Roberts by Michael L. Roberson, attorney-in-fact
2018-01-10