0001127602-24-006159.txt : 20240221
0001127602-24-006159.hdr.sgml : 20240221
20240221172427
ACCESSION NUMBER: 0001127602-24-006159
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240220
FILED AS OF DATE: 20240221
DATE AS OF CHANGE: 20240221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUTLER JOHN C JR
CENTRAL INDEX KEY: 0001247860
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 24661122
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
ORGANIZATION NAME: 01 Energy & Transportation
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 220
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-02-20
0000789933
NACCO INDUSTRIES INC
NC
0001247860
BUTLER JOHN C JR
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
1
1
President & CEO
Member of a Group
0
Class A Common Stock
2024-02-20
4
A
0
39980
A
311215
I
By Trust
Class A Common Stock
2024-02-20
4
F
0
1135
D
310080
I
By Trust
Class A Common Stock
2191
I
By Spouse/Trust
Class A Common Stock
9052
I
By RAII/Child 1
Class A Common Stock
4083
I
By Trust-Child 1
Class A Common Stock
9208
I
By RAII/Child 2
Class A Common Stock
3927
I
By Trust-Child 2
Class A Common Stock
68094
I
By Spouse/Trust
Class A Common Stock
2800
I
By IRA
Class A Common Stock
4054
I
By Trust/Daughter
Class A Common Stock
4055
I
By Trust/Son
Class B Common Stock
Class A Common Stock
7857
7857
I
By Spouse/Trust
Class B Common Stock
Class A Common Stock
26161
26161
I
By Spouse/RAI
Class B Common Stock
Class A Common Stock
42529
42529
I
to Spouse by RAIV (B)
Class B Common Stock
Class A Common Stock
9195
9195
I
By Spouse/Trust
Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.
N/A
Reporting Person serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
Cashless Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her Long-Term Incentive Plan Stock Award.
Held by BTR 2020 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
Held in an Individual Retirement Account for the benefit of the Reporting Person.
Reporting Person's spouse serves as trustee of the JCB 2020 GST Trust for the benefit of Clara R. Butler.
Reporting Person's spouse serves as trustee of the JCB 2020 GST Trust for the benefit of Griffin B. Butler.
Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.
/s/ Matthew J. Dilluvio, attorney-in-fact
2024-02-21
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): 2020 POA
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes
and appoints John D. Neumann, Matthew J. Dilluvio, Kimberly J. Pustulka, Andrew
C. Thomas and Eric Orsic, and each of them, as the true and lawful attorney or
attorneys-in-fact, with full power of substitution and revocation, for the
undersigned and in the name, place and stead of the undersigned, in any and all
capacities, to execute, on behalf of the undersigned, any and all statements or
reports under Section 16 of the Securities Exchange Act of 1934, as amended,
with respect to the beneficial ownership of shares of Class A Common Stock, par
value $1.00 per share, of NACCO Industries, Inc. (the ?Company?) and Class B
Common Stock, par value $1.00 per share, of the Company, including, without
limitation, all initial statements of beneficial ownership on Form 3, all
statements of changes of beneficial ownership on Form 4 and all annual
statements of beneficial ownership on Form 5 and any and all other documents
that may be required, from time to time, to be filed with the Securities and
Exchange Commission, to execute any and all amendments or supplements to any
such statements or forms, and to file the same, with all exhibits thereto, and
other documents in connection therewith, with the Securities and Exchange
Commission, granting to said attorney or attorneys-in-fact, and each of them,
full power and authority to do so and perform each and every act and thing
requisite and necessary to be done in and about the premises, as fully to all
intents and purposes as the undersigned might or could do in person, hereby
ratifying and confirming all that said attorney or attorneys-in-fact or any of
them or their substitute or substitutes, may lawfully do or cause to be done
by virtue hereof.
John C. Butler, Jr.
Trust created by the Agreement, dated June 17, 1999, between John C. Butler,
Jr., as trustee, and John C. Butler, Jr., creating a trust for the benefit of
John C. Butler, Jr.;
Clara Rankin Butler 2002 Trust, dated November 5, 2002; and
Griffin Bedwell Butler 2002 Trust, dated November 5, 2002
By: John C. Butler, Jr., as Trustee
John C. Butler, Jr.?Roth IRA?Brokerage Account #*****
By: John C. Butler, Jr.
Name: /s/ John C. Butler, Jr.
John C. Butler, Jr.
Date: January 19, 2020
Address: 5875 Landerbrook Drive, Suite 220
Cleveland, Ohio 44124