X0306 4 2020-12-31 0000789933 NACCO INDUSTRIES INC NC 0000901733 RANKIN ROGER F NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE., STE. 220 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2021-01-22 4 P 0 2191 15.1859 A 2191 I By Trust/Daughter 1 Class A Common Stock 2021-01-22 4 P 0 2191 15.1859 A 2191 I By Trust/Daughter 2 Class A Common Stock 29986 I By Assoc II/Spouse Class A Common Stock 6613 I By Spouse/Trust Class A Common Stock 2046 I By Trust (Daughter 2) Class A Common Stock 200 I By Trust/Daughter 2 Class A Common Stock 16437 I By Assoc II/Daughter 2 Class A Common Stock 4944 I By Assoc II/Daughter 2 Class A Common Stock 4133 I By Trust (Daughter 1) Class A Common Stock 14931 I By Assoc II/Daughter 1 Class A Common Stock 3056 I By Assoc II/Daughter 1 Class A Common Stock 1505 I By Assoc II/Daughter 1 Class A Common Stock 3011 I By Assoc II Class A Common Stock 1975 I By RMI (Delaware) Class A Common Stock 3452 I By Trust Class B Common Stock 2020-12-31 5 G 0 E 1222 A Class A Common Stock 1222 1222 I By Trust/Daughter 1 Class B Common Stock 2020-12-31 5 G 0 E 1222 A Class A Common Stock 1222 1222 I By Trust/Daughter 2 Class B Common Stock 2021-01-22 4 P 0 668 15.1859 A Class A Common Stock 668 1890 I By Trust/Daughter 1 Class B Common Stock 2021-01-22 4 P 0 668 15.1859 A Class A Common Stock 668 1890 I By Trust/Daughter 2 Class B Common Stock 2021-01-22 4 P 0 5968 15.1859 A Class A Common Stock 5968 7858 I By Trust/Daughter 1 Class B Common Stock 2021-01-22 4 P 0 5968 15.1859 A Class A Common Stock 5968 7858 I By Trust/Daughter 2 Class B Common Stock Class A Common Stock 75504 75504 I By Assoc I/Spouse Class B Common Stock Class A Common Stock 85056 85056 I By Assoc IV/Spouse Class B Common Stock Class A Common Stock 9431 9431 I By Trust/Daughter 1 Class B Common Stock Class A Common Stock 9431 9431 I By Trust/Daughter 2 Class B Common Stock 0 Class A Common Stock 25 25 I By GP Class B Common Stock 0 Class A Common Stock 4808 4808 I By Assoc I Class B Common Stock 0 Class A Common Stock 193586 193586 I By Trust BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family. Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin. Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P . Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alison Rankin. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust dated December 18, 1997. Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust dated December 30, 2015. Reporting Person serves as Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 18, 1997 for the benefit of the daughter. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated September 11, 2000 (Posterity Trust) for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust dated August 15, 2012. Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated August 15, 2012 for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI). Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin. N/A BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family. BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.10 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares. Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Anne F. Rankin. Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Elisabeth M. Rankin. GP. Represents Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. /s/ Matthew J. Dilluvio, attorney-in-fact 2021-01-26