X0306 4 2020-12-31 0000789933 NACCO INDUSTRIES INC NC 0001247955 RANKIN THOMAS T NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2021-01-22 4 P 0 2192 15.1859 A 2192 I By Trust/Son 1 Class A Common Stock 2021-01-22 4 P 0 2192 15.1859 A 2192 I By Trust/Son 2 Class A Common Stock 2021-01-22 4 P 0 2192 15.1859 A 2192 I By Trust/Son 3 Class A Common Stock 3622 I By Spouse Class A Common Stock 1843 I By Assoc II/Spouse Class A Common Stock 7 D Class A Common Stock 31669 I By Assoc II Class A Common Stock 1975 I By RMI (Delaware) Class A Common Stock 165 I By Trust Class B Common Stock 2020-12-31 5 G 0 E 1221 A Class A Common Stock 1221 1221 I By Trust/Son 2 Class B Common Stock 2020-12-31 5 G 0 E 1221 A Class A Common Stock 1221 1221 I By Trust/Son 1 Class B Common Stock 2020-12-31 5 G 0 E 1221 A Class A Common Stock 1221 1221 I By Trust/Son 3 Class B Common Stock 2021-01-22 4 P 0 668 15.1859 A Class A Common Stock 668 1889 I By Trust/Son 1 Class B Common Stock 2021-01-22 4 P 0 5968 15.1859 A Class A Common Stock 5968 7857 I By Trust/Son 1 Class B Common Stock 2021-01-22 4 P 0 668 15.1859 A Class A Common Stock 668 1889 I By Trust/Son 2 Class B Common Stock 2021-01-22 4 P 0 5968 15.1859 A Class A Common Stock 5968 7857 I By Trust/Son 2 Class B Common Stock 2021-01-22 4 P 0 668 15.1859 A Class A Common Stock 668 1889 I By Trust/Son 3 Class B Common Stock 2021-01-22 4 P 0 5968 15.1859 A Class A Common Stock 5968 7857 I By Trust/Son 3 Class B Common Stock Class A Common Stock 9430 9430 I By Trust/Son 2 Class B Common Stock Class A Common Stock 9430 9430 I By Trust/Son 1 Class B Common Stock Class A Common Stock 9430 9430 I By Trust/Son 3 Class B Common Stock Class A Common Stock 20000 20000 I By Assoc I/Spouse Class B Common Stock Class A Common Stock 85056 85056 I By Assoc IV/Spouse Class B Common Stock 0 Class A Common Stock 25 25 I By GP Class B Common Stock 0 Class A Common Stock 35312 35312 I By Assoc I Class B Common Stock 0 Class A Common Stock 145793 145793 I By Trust BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family. Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Matthew M. Rankin. Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o James T. Rankin. Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Thomas Parker Rankin. By Spouse. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P . Reporting Person disclaims beneficial ownership of all such shares. As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. (RMI), as general partner. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin. N/A BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family. BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family. Reporting person serves as trustee of BTR 2012 GST Trust for benefit of James Rankin. Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Matthew Rankin. Reporting person serves as trustee of BTR 2012 GST Trust for benefit of Thomas Parker Rankin. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P . Reporting Person disclaims beneficial ownership of all such shares. (GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. /s/ Matthew J. Dilluvio, attorney-in-fact 2021-01-26