X0306 4 2020-12-31 0000789933 NACCO INDUSTRIES INC NC 0001247860 BUTLER JOHN C JR NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS OH 44124 1 1 1 President & CEO Member of a Group Class A Common Stock 2020-12-31 5 G 0 E 5398 D 5398 I By RAII/Spouse Class A Common Stock 2020-12-31 5 G 0 E 5398 D 0 I By RAII/Spouse Class A Common Stock 2020-12-31 5 G 0 E 4054 D 4055 I By RAII Class A Common Stock 2020-12-31 5 G 0 E 4054 A 4054 I By Trust/Daughter Class A Common Stock 2020-12-31 5 G 0 E 4055 D 0 I By RAII Class A Common Stock 2020-12-31 5 G 0 E 4055 A 4055 I By Trust/Son Class A Common Stock 2021-01-22 4 P 0 2191 15.1859 A 2191 I By Spouse/Trust Class A Common Stock 9052 I By RAII/Child 1 Class A Common Stock 4083 I By Trust-Child 1 Class A Common Stock 9208 I By RAII/Child 2 Class A Common Stock 3927 I By Trust-Child 2 Class A Common Stock 68094 I By Spouse/Trust Class A Common Stock 2800 I By IRA Class A Common Stock 154114 I By Trust Class B Common Stock 2020-12-31 5 G 0 E 24729 D Class A Common Stock 24729 44729 I By Spouse/RAI Class B Common Stock 2020-12-31 5 G 0 E 24729 D Class A Common Stock 24729 20000 I By Spouse/RAI Class B Common Stock 2020-12-31 5 G 0 E 1222 A Class A Common Stock 1222 1222 I By Spouse/Trust Class B Common Stock 2021-01-22 4 P 0 668 15.1859 A Class A Common Stock 668 1890 I By Spouse/Trust Class B Common Stock 2021-01-22 4 P 0 6161 15.1859 A Class A Common Stock 6161 26161 I By Spouse/RAI Class B Common Stock 2021-01-22 4 P 0 702 15.1859 A Class A Common Stock 702 42529 I to Spouse by RAIV (B) Class B Common Stock 2021-01-22 4 P 0 5967 15.1859 A Class A Common Stock 5967 7857 I By Spouse/Trust Class B Common Stock Class A Common Stock 9195 9195 I By Spouse/Trust N/A Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. Reporting Person's spouse serves as trustee of the JCB 2020 GST Trust for the benefit of Clara R. Butler. Reporting Person's spouse serves as trustee of the JCB 2020 GST Trust for the benefit of Griffin B. Butler. BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family. Held by BTR 2020 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P . Reporting Person disclaims beneficial ownership of all such shares. Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares. Held in an Individual Retirement Account for the benefit of the Reporting Person. Reporting Person serves as Trustee of the J.C. Butler, Jr. Revocable Trust. Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P. BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family. AMR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $919,615.17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family. AMR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family. BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family. /s/ Matthew J. Dilluvio, attorney-in-fact 2021-01-26