0001127602-20-012928.txt : 20200403 0001127602-20-012928.hdr.sgml : 20200403 20200403095018 ACCESSION NUMBER: 0001127602-20-012928 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200325 FILED AS OF DATE: 20200403 DATE AS OF CHANGE: 20200403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIAMS DAVID B CENTRAL INDEX KEY: 0001247994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 20772003 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR STREET 2: SUITE 220 CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4402295123 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-03-25 0000789933 NACCO INDUSTRIES INC NC 0001247994 WILLIAMS DAVID B NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS OH 44124 1 1 Member of a group Class A Common Stock 2020-03-25 5 G 0 E 207 A 11624 I By Assoc II/Spouse Class A Common Stock 2020-03-25 5 G 0 E 49 A 7375 I By Assoc II Class A Common Stock 2020-03-25 5 G 0 E 414 D 11210 I By Assoc II/Spouse Class A Common Stock 2020-03-25 5 G 0 E 414 A 9206 I By Assoc II/Daughter Class A Common Stock 2020-03-25 5 G 0 E 414 D 10796 I By Assoc II/Spouse Class A Common Stock 2020-03-25 5 G 0 E 414 A 10581 I By Assoc II/Daughter2 Class A Common Stock 2020-04-01 4 A 0 278 A 15299 D Class A Common Stock 68094 I By Spouse/Trust Class A Common Stock 2553 I Trust/Child 2 Class A Common Stock 3927 I By Trust/Child1 Class B Common Stock Class A Common Stock 69458 69458 I spouse/RAI Class B Common Stock Class A Common Stock 41827 41827 I to Spouse by RAIV (B) Class B Common Stock Class A Common Stock 9195 9195 I By Spouse/Trust N/A Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan Held by trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares. /s/ Matthew J. Dilluvio, attorney-in-fact 2020-04-03 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): 2020 POA POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints John D. Neumann, Matthew J. Dilluvio, Kimberly J. Pustulka, Andrew C. Thomas and Eric Orsic, and each of them, as the true and lawful attorney or attorneys-in-fact, with full power of substitution and revocation, for the undersigned and in the name, place and stead of the undersigned, in any and all capacities, to execute, on behalf of the undersigned, any and all statements or reports under Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the beneficial ownership of shares of Class A Common Stock, par value $1.00 per share, of NACCO Industries, Inc. (the ?Company?) and Class B Common Stock, par value $1.00 per share, of the Company, including, without limitation, all initial statements of beneficial ownership on Form 3, all statements of changes of beneficial ownership on Form 4 and all annual statements of beneficial ownership on Form 5 and any and all other documents that may be required, from time to time, to be filed with the Securities and Exchange Commission, to execute any and all amendments or supplements to any such statements or forms, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting to said attorney or attorneys-in-fact, and each of them, full power and authority to do so and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorney or attorneys-in-fact or any of them or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof. David B.H. Williams Margo Jamison Victoire Williams 2004 Trust created by the Agreement, dated December 10, 2004, between David B.H. Williams, as trustee, and Clara Rankin Williams, creating a trust for the benefit of Margo Jamison Victoire Williams; Helen Charles Williams 2004 Trust created by the Agreement, dated December 10, 2004, between David B.H. Williams, as trustee, and Clara Rankin Williams, creating a trust for the benefit of Helen Charles Williams; and The David B.H. Williams Trust, David B.H. Trustee u/a/d October?14, 2009 By: David B.H. Williams, as Trustee Helen Charles Williams (by David B.H. Williams as Custodian) By: David B.H. Williams, as Custodian Name: /s/ David B.H. Williams David B.H. Williams Date: 1/24/20 Address: 5875 Landerbrook Drive, Suite 220 Cleveland, Ohio 44124